CITY NATIONAL SECURITIES, INC.

Latest filing: Mar 19, 2025 (43 days ago)
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AUM

$1,591,349,877
7% change vs. 1 year ago
-2% change vs. 3 years ago
28% change vs. 5 years ago
146% change vs. 10 years ago

Employee Count

78
66% change vs. 1 year ago
111% change vs. 3 years ago
73% change vs. 5 years ago
160% change vs. 10 years ago

Main Office

LOS ANGELES, CA
555 SOUTH FLOWER STREET, LOS ANGELES, CA, UNITED STATES, 90071

Client AUM

Discretion AUM
Discretionary $1.6
Non-Discretionary $0.0
Total $1.6
Client AUM
Retail $1.2
Pooled $0.0
Institutional $0.4
Total $1.6
Retail Accounts AUM
Individual 1,116 $0.4
Average Individual AUM $380,129
HNW 352 $0.8
Average HNW AUM $2,280,444
Retail Total 1,468 $1.2
Average Retail AUM $835,791

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CITY NATIONAL BANK LOS ANGELES-CA-USA $1.5

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $1.6
Retail SMA AUM $1.2
Institutional SMA AUM $0.4
Asset Class % AUM
Equity Exch 37% $0.6
Equity Non-Exch 0% $0.0
Govt Agency 5% $0.1
Municipal 11% $0.2
Sovereign 0% $0.0
IG Credit 11% $0.2
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 29% $0.5
Other Pools 0% $0.0
Cash 7% $0.1
Other 0% $0.0
Total 100% $1.6

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
CITY NATIONAL ROCHDALE, LLC $68.2 117198
SYMPHONIC FINANCIAL ADVISORS LLC $0.1 135603
SYMPHONIC INSURANCE LLC $0.0 -
SYMPHONIC SECURITIES LLC $0.0 broker-dealer 139512
ROYAL BANK OF CANADA $0.0 -
CITY NATIONAL BANK $0.0 -
RBC USA HOLDCO $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
NUNNELEE, MICHAEL JOSEPH PRESIDENT/CHAIRMAN
TERRELL, DAVID MATTHEW SR. VICE PRESIDENT
FRANCOEUR, GREGORY PAUL DIRECTOR
BRETADO, SANTIAGO AVILA VP, CFO
FRIES, JULIANNE MARIE SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT
BARTON, RICHARD JOSEPH CHIEF COMPLIANCE OFFICER
LEVY, ROCHELLE BETH CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR

ADVDB.CO • SOURCE: SEC

Representatives

113 active representatives found, showing 20 random

Name City State Exams Designations
FRED GRISCHOTT LOS ANGELES CA S66|2005-12-21 CHARTERED FINANCIAL ANALYST
NICHOLAS BARNETT LOS ANGELES CA S63|2007-07-21|S66|2009-12-04
REGINA CLARK LOS ANGELES CA S63|1994-10-24
AARON MALARDINO LOS ANGELES CA S63|2013-08-13|S65|2017-03-15
MICHAEL RICHARDS LOS ANGELES CA S66|2014-01-15 CERTIFIED FINANCIAL PLANNER
SARA RITTER LOS ANGELES CA S63|1998-04-01|S66|2013-05-13
MICHAEL CHEATHAM LOS ANGELES CA S66|2012-06-28|S63|2019-06-21 CERTIFIED FINANCIAL PLANNER
KRISTIN STANSBURY FLAIANI LOS ANGELES CA S63|2001-04-16|S66|2014-08-28 CERTIFIED FINANCIAL PLANNER
LARRY OLEA LOS ANGELES CA S63|1996-06-26|S65|2000-12-07
SHANNON CHAVEZ LOS ANGELES CA S66|2011-10-05
MARJAN SHOKRI LOS ANGELES CA S66|2001-05-31
HAROON SATTARI LOS ANGELES CA S66|2014-02-04
CAROLYN FINER LOS ANGELES CA S63|2012-03-28|S65|2000-11-14 CHARTERED FINANCIAL ANALYST
SHANE ROGERS LOS ANGELES CA S63|1994-05-17|S65|1994-05-17
RAFAEL MENDEZ LOS ANGELES CA S63|2004-11-01|S66|2012-02-24
PANIZ RAEISI LOS ANGELES CA S63|2015-07-07|S65|2017-09-05
RICHARD ENGBRECHT LOS ANGELES CA S63|2002-12-20|S66|2005-12-27
MARGARITA PEREZ LOS ANGELES CA S63|1989-08-22|S65|1995-08-08
NICHOLAS ATTARD LOS ANGELES CA S66|2012-09-07 CHARTERED FINANCIAL ANALYST
SAMEER FERRELL LOS ANGELES CA S63|1996-01-22|S66|2014-01-24

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-04-21 $1.6 $0.0 0% 78 0 0%
2024-04-02 $1.5 $0.1 7% 47 31 66%
2023-04-04 $1.5 $0.1 5% 48 30 62%
2022-04-01 $1.6 $0.0 -2% 37 41 111%
2021-04-05 $1.4 $0.2 15% 53 25 47%
2020-04-01 $1.2 $0.4 28% 45 33 73%
2019-04-01 $1.1 $0.5 46% 45 33 73%
2018-04-02 $1.0 $0.6 58% 48 30 62%
2017-04-01 $0.7 $0.9 117% 41 37 90%
2016-04-01 $0.7 $0.9 138% 35 43 123%
2015-04-01 $0.6 $0.9 146% 30 48 160%
2014-04-01 $0.5 $1.1 228% 32 46 144%
2013-04-01 $0.2 $1.4 647% 30 48 160%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, AK-03/19/2025, AR-03/11/2025, AZ-08/23/2012, CA-03/22/2010, CO-03/06/2014, CT-01/27/2023, DC-01/27/2023, DE-11/06/2024, FL-01/27/2023, GA-01/26/2024, HI-01/27/2023, ID-02/19/2025, IL-02/19/2025, IN-02/19/2025, KS-02/19/2025, LA-01/27/2023, MA-01/27/2023, MD-01/28/2025, MN-02/19/2025, NJ-01/28/2025, NV-03/31/2011, NY-02/02/2015, OH-01/27/2023, OK-02/19/2025, OR-01/28/2025, PA-02/19/2025, TN-01/28/2025, TX-01/02/2013, UT-02/19/2025, VA-11/29/2024, WA-01/27/2023
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV