CITY NATIONAL SECURITIES, INC.

Latest filing: Apr 24, 2025 (53 days ago)
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Adviser Website

AUM

$1,591,349,877
7% change vs. 1 year ago
-2% change vs. 3 years ago
28% change vs. 5 years ago
146% change vs. 10 years ago

Employee Count

78
66% change vs. 1 year ago
111% change vs. 3 years ago
73% change vs. 5 years ago
160% change vs. 10 years ago

Main Office

LOS ANGELES, CA
555 SOUTH FLOWER STREET, LOS ANGELES, CA, UNITED STATES, 90071

Client AUM

Discretion AUM
Discretionary $1.6
Non-Discretionary $0.0
Total $1.6
Client AUM
Retail $1.2
Pooled $0.0
Institutional $0.4
Total $1.6
Retail Accounts AUM
Individual 1,116 $0.4
Average Individual AUM $380,129
HNW 352 $0.8
Average HNW AUM $2,280,444
Retail Total 1,468 $1.2
Average Retail AUM $835,791

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CITY NATIONAL BANK LOS ANGELES-CA-USA $1.5

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $1.6
Retail SMA AUM $1.2
Institutional SMA AUM $0.4
Asset Class % AUM
Equity Exch 37% $0.6
Equity Non-Exch 0% $0.0
Govt Agency 5% $0.1
Municipal 11% $0.2
Sovereign 0% $0.0
IG Credit 11% $0.2
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 29% $0.5
Other Pools 0% $0.0
Cash 7% $0.1
Other 0% $0.0
Total 100% $1.6

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
CITY NATIONAL ROCHDALE, LLC $68.2 117198
SYMPHONIC FINANCIAL ADVISORS LLC $0.1 135603
SYMPHONIC INSURANCE LLC $0.0 -
SYMPHONIC SECURITIES LLC $0.0 broker-dealer 139512
ROYAL BANK OF CANADA $0.0 -
CITY NATIONAL BANK $0.0 -
RBC USA HOLDCO $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
NUNNELEE, MICHAEL JOSEPH PRESIDENT/CHAIRMAN
TERRELL, DAVID MATTHEW SR. VICE PRESIDENT
FRANCOEUR, GREGORY PAUL DIRECTOR
BRETADO, SANTIAGO AVILA VP, CFO
FRIES, JULIANNE MARIE SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT
BARTON, RICHARD JOSEPH CHIEF COMPLIANCE OFFICER
LEVY, ROCHELLE BETH CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR

ADVDB.CO • SOURCE: SEC

Representatives

113 active representatives found, showing 20 random

Name City State Exams Designations
VICTOR WONG LOS ANGELES CA S66|2020-02-26
ADAM GOURLEY LOS ANGELES CA S66|2014-10-27 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST
ABEL MONTANEZ LOS ANGELES CA S63|2002-03-07|S66|2002-12-18
JOHN VIZCARRA LOS ANGELES CA S63|1999-09-10|S65|1999-09-10
NATALIA MARKOWYCZ LOS ANGELES CA S66|2019-05-17
SHANE ROGERS LOS ANGELES CA S63|1994-05-17|S65|1994-05-17
KRISTIN STANSBURY FLAIANI LOS ANGELES CA S63|2001-04-16|S66|2014-08-28 CERTIFIED FINANCIAL PLANNER
JOHN HELLER LOS ANGELES CA S63|1991-06-14|S65|1998-06-05
NORA KOUZA LOS ANGELES CA S63|2011-10-28|S65|2016-10-15
DANYELLE PROANO LOS ANGELES CA S66|2021-07-20
JORDAN LUEDKE LOS ANGELES CA S66|2019-12-23
SUSAN ROGERS LOS ANGELES CA S63|2008-10-29|S66|2014-04-30
RICHARD ENGBRECHT LOS ANGELES CA S63|2002-12-20|S66|2005-12-27
RAFAEL MENDEZ LOS ANGELES CA S63|2004-11-01|S66|2012-02-24
LEAH WOODS LOS ANGELES CA S66|2021-09-02
VIBHORE BHASKAR LOS ANGELES CA S66|2011-10-13 CERTIFIED FINANCIAL PLANNER
NICHOLAS KONG LOS ANGELES CA S66|2017-05-27
JENNIFER EARNEST LOS ANGELES CA S66|2012-11-21 CERTIFIED FINANCIAL PLANNER
CHRISTIANNE WITRAGO LOS ANGELES CA S66|2022-05-17
DAVID OHANIAN LOS ANGELES CA S63|1996-05-03|S65|1996-05-17

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-05-02 $1.6 $0.0 0% 78 0 0%
2025-04-21 $1.6 $0.0 0% 78 0 0%
2024-04-02 $1.5 $0.1 7% 47 31 66%
2023-04-04 $1.5 $0.1 5% 48 30 62%
2022-04-01 $1.6 $0.0 -2% 37 41 111%
2021-04-05 $1.4 $0.2 15% 53 25 47%
2020-04-01 $1.2 $0.4 28% 45 33 73%
2019-04-01 $1.1 $0.5 46% 45 33 73%
2018-04-02 $1.0 $0.6 58% 48 30 62%
2017-04-01 $0.7 $0.9 117% 41 37 90%
2016-04-01 $0.7 $0.9 138% 35 43 123%
2015-04-01 $0.6 $0.9 146% 30 48 160%
2014-04-01 $0.5 $1.1 228% 32 46 144%
2013-04-01 $0.2 $1.4 647% 30 48 160%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, AK-03/19/2025, AR-03/11/2025, AZ-08/23/2012, CA-03/22/2010, CO-03/06/2014, CT-01/27/2023, DC-01/27/2023, DE-11/06/2024, FL-01/27/2023, GA-01/26/2024, HI-01/27/2023, ID-02/19/2025, IL-02/19/2025, IN-02/19/2025, KS-02/19/2025, LA-01/27/2023, MA-01/27/2023, MD-01/28/2025, MN-02/19/2025, NJ-01/28/2025, NV-03/31/2011, NY-02/02/2015, OH-01/27/2023, OK-02/19/2025, OR-01/28/2025, PA-02/19/2025, TN-01/28/2025, TX-01/02/2013, UT-02/19/2025, VA-11/29/2024, WA-01/27/2023
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV