AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.0 |
| Total | $0.4 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 299 | $0.1 |
| Average Individual AUM | $269,368 | |
| HNW | 79 | $0.3 |
| Average HNW AUM | $3,628,711 | |
| Retail Total | 378 | $0.4 |
| Average Retail AUM | $971,453 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | ST. PETERSBURG-FL-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 55% | $0.2 |
| Equity Non-Exch | 11% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 4% | $0.0 |
| Other Pools | 1% | $0.0 |
| Cash | 25% | $0.1 |
| Other | 2% | $0.0 |
| Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| TODD RUSTMAN | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| PETER ANDERSON | NEWPORT BEACH | CA | S63|2020-02-10|S65|2023-09-27 | ||||||
| RON AMIR | NEWPORT BEACH | CA | S63|2003-03-29|S66|2008-11-10 | CERTIFIED FINANCIAL PLANNER | |||||
| OLIVIO GOMEZ | NEWPORT BEACH | CA | S66|2007-04-25|S63|2014-07-07 | ||||||
| BRITTANY SLATER-GAUTREAU | NEWPORT BEACH | CA | S63|2015-03-09|S65|2015-02-26 | ||||||
| CONNOR SCHAMBLIN | NEWPORT BEACH | CA | S66|2022-11-05 | ||||||
| TERRY THOMASON | NEWPORT BEACH | CA | S63|2006-08-17|S66|2007-04-07 | ||||||
| MISTY STODDART | NEWPORT BEACH | CA | S65|2023-11-16 | ||||||
| TODD RUSTMAN | NEWPORT BEACH | CA | S63|2002-10-01 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| BLAKE BAUER | NEWPORT BEACH | CA | S63|2023-05-20|S65|2023-06-28 | ||||||
| WILLIAM KATZELIS | NEWPORT BEACH | CA | S65|2022-04-22 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.4 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $0.4 | $0.0 | 0% | 10 | -1 | -10% |
| 2024-04-02 | $0.4 | $0.1 | 18% | 12 | -3 | -25% |
| 2023-04-04 | $0.3 | $0.1 | 45% | 9 | 0 | 0% |
| 2022-04-01 | $0.4 | $0.0 | 4% | 7 | 2 | 29% |
| 2021-04-05 | $0.4 | $0.1 | 18% | 7 | 2 | 29% |
| 2020-04-01 | $0.3 | $0.2 | 68% | 5 | 4 | 80% |
| 2019-04-01 | $0.3 | $0.2 | 75% | 5 | 4 | 80% |
| 2018-04-02 | $0.3 | $0.2 | 75% | 5 | 4 | 80% |
| 2017-04-01 | $0.2 | $0.3 | 150% | 3 | 6 | 200% |
| 2016-04-01 | $0.2 | $0.3 | 150% | 3 | 6 | 200% |
| 2015-04-01 | $0.1 | $0.3 | 268% | 2 | 7 | 350% |
| 2014-04-01 | $0.1 | $0.3 | 342% | 2 | 7 | 350% |
| 2013-04-01 | $0.2 | $0.3 | 182% | 3 | 6 | 200% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CA, AZ-06/30/2010, CA-06/30/2010, CO-03/31/2022, FL-07/01/2010, ID-02/11/2022, MT-10/12/2022, NV-03/31/2022, OR-06/30/2010, TX-06/30/2010, VT-03/31/2022, WA-03/26/2015 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER REP BROKER DEALER COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV