CLEAR HARBOR ASSET MANAGEMENT, LLC

Latest filing: Mar 27, 2025 (111 days ago)

AUM

$1,742,800,000
19% change vs. 1 year ago
48% change vs. 3 years ago
120% change vs. 5 years ago
167% change vs. 10 years ago

Employee Count

26
37% change vs. 1 year ago
18% change vs. 3 years ago
53% change vs. 5 years ago
100% change vs. 10 years ago

Main Office

STAMFORD, CT
263 TRESSER BLVD., STAMFORD, CT, UNITED STATES, 6901

Client AUM

Discretion AUM
Discretionary $1.7
Non-Discretionary $0.0
Total $1.7
Client AUM
Retail $1.5
Pooled $0.0
Institutional $0.2
Total $1.7
Retail Accounts AUM
Individual 327 $0.2
Average Individual AUM $471,254
HNW 416 $1.4
Average HNW AUM $3,311,298
Retail Total 743 $1.5
Average Retail AUM $2,061,373

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
PERSHING LLC JERSEY CITY-NJ-USA $1.1
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $0.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $1.7
Retail SMA AUM $1.5
Institutional SMA AUM $0.2
Asset Class % AUM
Equity Exch 79% $1.4
Equity Non-Exch 0% $0.0
Govt Agency 5% $0.1
Municipal 1% $0.0
Sovereign 0% $0.0
IG Credit 2% $0.0
HY Credit 1% $0.0
Derivatives 0% $0.0
Investment Companies 2% $0.0
Other Pools 1% $0.0
Cash 9% $0.2
Other 0% $0.0
Total 100% $1.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
ONCOREV, LLC $0.0 -
SPECTRUM VALUE PARTNERS, LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

4 active

Name Title
ARMSTRONG, IAN, ALEXANDER CHIEF OPERATIONS OFFICER
KENNON, AARON, JOHN CHIEF EXECUTIVE OFFICER
LIDDELL, DONALD ROGER, BROOKE VICE-CHAIRMAN
ADAMCZYK, DENISE, MARIE CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

13 active representatives found

Name City State Exams Designations
KIRSTIN MOBYED STAMFORD CT S63|1995-02-15|S65|2007-09-05
JEB ARMSTRONG STAMFORD CT S63|2006-08-31|S65|2014-08-13
MATTHEW SEXTON STAMFORD CT S63|2004-11-13|S66|2013-12-26 CERTIFIED FINANCIAL PLANNER
JOSEPH RIZZO STAMFORD CT S63|1996-11-01
JAMES TALIAFERRO STAMFORD CT
HENRIK BRUN STAMFORD CT S63|1997-01-16|S66|2001-07-02
STEVEN SHAW STAMFORD CT S63|1984-08-21|S65|2011-05-23
ALEXANDER RUSSELL STAMFORD CT S65|2023-07-17
JACQUES CATTIER STAMFORD CT
DONALD ROGER LIDDELL STAMFORD CT S63|1981-07-10
MICHAEL SCHOLTEN STAMFORD CT S63|1994-08-16|S66|2005-09-27 CHARTERED FINANCIAL ANALYST
AARON KENNON STAMFORD CT S63|2000-07-26
IAN ARMSTRONG STAMFORD CT S63|2005-09-22|S65|2004-07-06

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-06-02 $1.7 $0.0 0% 26 0 0%
2025-04-21 $1.7 $0.0 0% 26 0 0%
2024-04-02 $1.5 $0.3 19% 19 7 37%
2023-04-04 $1.0 $0.7 67% 20 6 30%
2022-04-01 $1.2 $0.6 48% 22 4 18%
2021-04-05 $0.9 $0.8 89% 18 8 44%
2020-04-01 $0.8 $1.0 120% 17 9 53%
2019-04-01 $0.6 $1.1 171% 15 11 73%
2018-04-02 $0.7 $1.0 135% 15 11 73%
2017-04-01 $0.7 $1.1 167% 15 11 73%
2016-04-01 $0.6 $1.1 188% 13 13 100%
2015-04-01 $0.7 $1.1 167% 13 13 100%
2014-04-01 $0.5 $1.2 253% 10 16 160%
2013-04-01 $0.4 $1.3 310% 11 15 136%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CT, AK-03/29/2010, AZ-12/11/2024, CA-06/10/2010, CO-03/30/2022, CT-01/06/2010, FL-06/11/2010, IL-08/17/2010, LA-03/27/2025, MA-01/06/2010, MD-06/22/2010, ME-03/11/2013, NC-03/27/2025, NH-09/24/2013, NJ-04/05/2010, NY-01/06/2010, PA-06/10/2010, RI-03/27/2025, TN-12/11/2024, TX-02/16/2010, VA-06/10/2010, WA-12/07/2018
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV