CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS
Latest filing: Mar 21, 2025 (143 days ago)
AUM
$24,294,182,322
59% change vs. 1 year ago
116% change vs. 3 years ago
321% change vs. 5 years ago
973% change vs. 10 years ago
Employee Count
223
54% change vs. 1 year ago
145% change vs. 3 years ago
179% change vs. 5 years ago
272% change vs. 10 years ago
Main Office
CLEVELAND, OH
1100 SUPERIOR AVE EAST, CLEVELAND, OH, UNITED STATES, 44114
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $18.6 |
| Non-Discretionary | $5.7 |
| Total | $24.3 |
| Client | AUM |
|---|---|
| Retail | $13.6 |
| Pooled | $0.0 |
| Institutional | $10.7 |
| Total | $24.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,992 | $0.7 |
| Average Individual AUM | $367,398 | |
| HNW | 1,824 | $12.9 |
| Average HNW AUM | $7,073,483 | |
| Retail Total | 3,816 | $13.6 |
| Average Retail AUM | $3,572,822 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $5.5 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $2.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $24.3 |
| Retail SMA AUM | $13.6 |
| Institutional SMA AUM | $10.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 13% | $3.2 |
| Equity Non-Exch | 6% | $1.5 |
| Govt Agency | 2% | $0.5 |
| Municipal | 2% | $0.5 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.5 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 54% | $13.1 |
| Other Pools | 14% | $3.4 |
| Cash | 7% | $1.7 |
| Other | 0% | $0.0 |
| Total | 100% | $24.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CLEARSTEAD TRUST, LLC | $0.0 | trust company | - |
| AVALON TRUST, LLC | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| FULTON, DAVID, CAMPBELL | PRESIDENT, CHIEF EXECUTIVE OFFICER, CO-CHAIRMAN |
| WOLKEN, STEVEN, FRANCIS | CHIEF COMPLIANCE OFFICER |
| SHEBAK, MICHAEL, PETER | HEAD OF INSTITUTIONAL CLIENT GROUP |
| KNAPP, BRADLEY, DAVID | PRESIDENT |
| TIPPIT, CARL, JUSTIN | CO-CHAIRMAN |
| MEYERHOEFER, TRENT, MATTHEW | CHIEF FINANCIAL OFFICER |
| RICE, SATRICIA, ANN | HEAD OF PRIVATE CLIENT GROUP |
| DESHPANDE, ANEET, PRADEEP | CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
33 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| WAYNE HOUSE | CLEVELAND | OH | S63|2011-09-08|S65|2018-04-04 | ||||||
| BRIANNA SHUGHROU | CLEVELAND | OH | S65|2007-06-30 | ||||||
| ALLEN DENGLER | CLEVELAND | OH | S63|2016-06-27|S65|2018-09-07 | ||||||
| AMIE BATY | CLEVELAND | OH | S65|2004-01-06 | CHARTERED FINANCIAL ANALYST | |||||
| CONNOR FANNEY | CLEVELAND | OH | S63|2016-06-20|S65|2021-12-08 | ||||||
| LAWRENCE BERNERT | CLEVELAND | OH | S63|1993-10-06|S65|1994-02-22 | CHARTERED FINANCIAL ANALYST | |||||
| PAUL FERWERDA | CLEVELAND | OH | S63|1988-04-07|S65|1990-02-02 | CHARTERED FINANCIAL ANALYST | |||||
| MATTHEW KOLENICH | CLEVELAND | OH | S63|2005-02-22 | ||||||
| ROBERT MUNDIN | CLEVELAND | OH | S65|2021-04-12 | ||||||
| DANIEL PIZETOSKI | CLEVELAND | OH | S65|2021-03-01 | CHARTERED FINANCIAL ANALYST | |||||
| WILLIAM HALL | CLEVELAND | OH | S63|1998-12-17 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| SCOTT MCCLUNEY | CLEVELAND | OH | S65|2006-07-08 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN MARINO | CLEVELAND | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| ROGER SCHEFFEL | CLEVELAND | OH | S63|2001-03-28|S66|2002-05-14 | ||||||
| MARK WARDEN | CLEVELAND | OH | S65|1996-08-20 | ||||||
| KURT EVERTZ | CLEVELAND | OH | S65|2022-03-14 | ||||||
| ANDREW AVERY | CLEVELAND | OH | S65|2023-12-15 | ||||||
| NANCY COOK | CLEVELAND | OH | S65|2010-03-22 | ||||||
| DAVID ELLIOTT | CLEVELAND | OH | S63|1994-05-20|S66|1999-09-22 | CERTIFIED FINANCIAL PLANNER | |||||
| WAYNE WILBANKS | CLEVELAND | OH | S63|1982-06-03|S65|1990-11-19 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $24.3 | $0.0 | 0% | 223 | 0 | 0% |
| 2025-04-21 | $24.3 | $0.0 | 0% | 223 | 0 | 0% |
| 2024-04-02 | $15.3 | $9.0 | 59% | 145 | 78 | 54% |
| 2023-04-04 | $10.2 | $14.1 | 138% | 126 | 97 | 77% |
| 2022-04-01 | $11.2 | $13.1 | 116% | 91 | 132 | 145% |
| 2021-04-05 | $7.2 | $17.1 | 239% | 91 | 132 | 145% |
| 2020-04-01 | $5.8 | $18.5 | 321% | 80 | 143 | 179% |
| 2019-04-01 | $4.3 | $20.0 | 461% | 73 | 150 | 205% |
| 2018-04-02 | $4.1 | $20.2 | 500% | 72 | 151 | 210% |
| 2017-04-01 | $3.2 | $21.1 | 653% | 69 | 154 | 223% |
| 2016-04-01 | $2.5 | $21.8 | 862% | 67 | 156 | 233% |
| 2015-04-01 | $2.3 | $22.0 | 973% | 60 | 163 | 272% |
| 2014-04-01 | $1.6 | $22.7 | 1383% | 52 | 171 | 329% |
| 2013-04-01 | $1.2 | $23.1 | 1855% | 50 | 173 | 346% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| OH, AK-03/31/2023, AL-04/02/2024, AR-07/03/2024, AZ-03/29/2021, CA-03/30/2012, CO-03/31/2023, CT-03/29/2021, DC-03/31/2022, DE-04/02/2024, FL-04/02/2012, GA-03/31/2022, HI-07/03/2024, IA-07/03/2024, ID-07/03/2024, IL-04/04/2011, IN-12/22/2015, KS-07/03/2024, KY-04/02/2024, LA-12/10/2019, MA-01/09/2015, MD-02/06/2022, ME-04/02/2024, MI-03/28/2013, MN-03/31/2022, MO-07/03/2024, MS-07/03/2024, MT-07/03/2024, NC-01/09/2015, ND-07/03/2024, NE-04/02/2024, NH-03/31/2011, NJ-05/16/2011, NM-07/03/2024, NV-04/02/2024, NY-03/28/2013, OH-01/01/2000, OK-04/02/2024, OR-03/31/2022, PA-03/30/2012, PR-07/03/2024, RI-07/03/2024, SC-03/28/2013, SD-07/03/2024, TN-03/31/2022, TX-03/31/2011, UT-04/02/2024, VA-03/28/2013, VT-03/29/2024, WA-03/31/2022, WI-03/31/2022, WV-03/31/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION NEWSLETTERS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV