CMC FINANCIAL GROUP, LLC

Latest filing: Mar 17, 2025 (98 days ago)
View on IAPD
Adviser Website

AUM

$109,893,508
-44% change vs. 1 year ago
-50% change vs. 3 years ago
-26% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

4
0% change vs. 1 year ago
-33% change vs. 3 years ago
-20% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

ATLANTA, GA
7000 CENTRAL PARKWAY, ATLANTA, GA, UNITED STATES, 30328

Client AUM

Discretion AUM
Discretionary $0.1
Non-Discretionary $0.0
Total $0.1
Client AUM
Retail $0.1
Pooled $0.0
Institutional $0.0
Total $0.1
Retail Accounts AUM
Individual 124 $0.0
Average Individual AUM $242,269
HNW 34 $0.1
Average HNW AUM $2,224,863
Retail Total 158 $0.1
Average Retail AUM $668,903

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
TRADE-PMR INC. GAINESVILLE-FL-USA $0.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.1
Retail SMA AUM $0.1
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 12% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 6% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 68% $0.1
Other Pools 1% $0.0
Cash 19% $0.0
Other 0% $0.0
Total 106% $0.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Control Persons

2 active

Name Title
MCCARTHY, MARK, BARRY MEMBER
CATLEDGE, PHILIP, ORAIEN MEMBER & CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

3 active representatives found

Name City State Exams Designations
MARK MCCARTHY ATLANTA GA S63|1984-11-01|S65|1992-03-16
ROBERT CATLEDGE ATLANTA GA S65|2020-09-10
PHILIP CATLEDGE ATLANTA GA S63|1986-06-06|S65|1991-10-11

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-05-02 $0.1 $0.0 0% 4 0 0%
2025-04-21 $0.1 $0.0 0% 4 0 0%
2024-04-02 $0.2 -$0.1 -44% 4 0 0%
2023-04-04 $0.2 -$0.1 -41% 4 0 0%
2022-04-01 $0.2 -$0.1 -50% 6 -2 -33%
2021-04-05 $0.2 -$0.1 -49% 6 -2 -33%
2020-04-01 $0.1 $0.0 -26% 5 -1 -20%
2019-04-01 $0.2 -$0.1 -34% 2 2 100%
2018-04-02 $0.0 $0.0 0% 2 2 100%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
GA, FL-03/28/2018, GA-03/28/2018, LA-03/28/2018, TX-03/28/2018
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV