AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $1.2 |
Non-Discretionary | $0.0 |
Total | $1.2 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $1.2 |
Institutional | $0.0 |
Total | $1.2 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 100% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
12 active
Name | Title |
---|---|
WASHBURN, ALEXANDER, BRYANT | CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD OF MANAGERS, MEMBER |
SPRAGINS, ALAN, WOOD | CHIEF OPERATING OFFICER / GENERAL COUNSEL |
BATY, STANLEY, LOGAN | MEMBER OF THE BOARD OF MANAGERS |
CALAGUIO, CHERYLL, JUNE | CHIEF COMPLIANCE OFFICER |
COBB, JAMIE, CLARK | CHIEF FINANCIAL OFFICER |
WATSON, PETER, YOSHI | MEMBER OF THE BOARD OF MANAGERS |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-08-01 | $1.2 | $0.0 | 0% | 73 | 0 | 0% |
2025-04-21 | $1.3 | $0.0 | -3% | 73 | 0 | 0% |
2024-04-02 | $1.3 | $0.0 | -1% | 87 | -14 | -16% |
2023-04-04 | $1.3 | -$0.1 | -7% | 86 | -13 | -15% |
2022-04-01 | $1.4 | -$0.1 | -8% | 71 | 2 | 3% |
2021-04-05 | $2.1 | -$0.8 | -40% | 67 | 6 | 9% |
2020-04-01 | $1.9 | -$0.7 | -35% | 66 | 7 | 11% |
2019-04-01 | $1.9 | -$0.7 | -35% | 58 | 15 | 26% |
2018-04-02 | $1.6 | -$0.4 | -23% | 53 | 20 | 38% |
2017-04-01 | $1.3 | -$0.1 | -6% | 52 | 21 | 40% |
2016-04-01 | $1.2 | $0.1 | 8% | 38 | 35 | 92% |
2015-04-01 | $1.2 | $0.0 | 4% | 32 | 41 | 128% |
2014-04-01 | $0.9 | $0.4 | 40% | 18 | 55 | 306% |
2013-04-01 | $0.6 | $0.7 | 119% | 13 | 60 | 462% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
WA, WA-01/10/2007 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV