COMPAK ASSET MANAGEMENT
Latest filing: Mar 31, 2025 (86 days ago)
AUM
$1,258,603,087
17% change vs. 1 year ago
27% change vs. 3 years ago
84% change vs. 5 years ago
205% change vs. 10 years ago
Employee Count
18
0% change vs. 1 year ago
0% change vs. 3 years ago
6% change vs. 5 years ago
6% change vs. 10 years ago
Main Office
NEWPORT BEACH, CA
1801 DOVE STREET, NEWPORT BEACH, CA, UNITED STATES, 92660
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.2 |
| Non-Discretionary | $0.0 |
| Total | $1.3 |
| Client | AUM |
|---|---|
| Retail | $1.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 534 | $0.2 |
| Average Individual AUM | $285,147 | |
| HNW | 529 | $1.1 |
| Average HNW AUM | $2,066,780 | |
| Retail Total | 1,063 | $1.2 |
| Average Retail AUM | $1,171,773 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $1.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.3 |
| Retail SMA AUM | $1.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 75% | $0.9 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 3% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 7% | $0.1 |
| HY Credit | 1% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 5% | $0.1 |
| Other Pools | 1% | $0.0 |
| Cash | 4% | $0.1 |
| Other | 2% | $0.0 |
| Total | 100% | $1.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| COMPAK SECURITIES, INC. | $0.0 | broker-dealer | 125472 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
13 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOHN DEARDORFF | NEWPORT BEACH | CA | S65|2004-10-15|S66|2010-03-17 | CERTIFIED FINANCIAL PLANNER | |||||
| JAVAID ANSARI | NEWPORT BEACH | CA | S63|2006-01-23|S65|2003-06-28 | CERTIFIED FINANCIAL PLANNER | |||||
| FEROZ ANSARI | NEWPORT BEACH | CA | S65|2002-09-23|S66|2010-10-30 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN BAFFA | NEWPORT BEACH | CA | S63|1999-03-08|S65|2001-01-26 | ||||||
| GLENN LINK | NEWPORT BEACH | CA | S63|1996-04-08|S65|1997-04-16 | ||||||
| CLAUDE GAITHER | NEWPORT BEACH | CA | S63|1989-07-03|S65|2008-04-18 | ||||||
| YEKATERINA GALKINA | NEWPORT BEACH | CA | S66|2006-07-15 | CERTIFIED FINANCIAL PLANNER | |||||
| ELMER SALVADOR | NEWPORT BEACH | CA | S66|2001-05-01 | ||||||
| MOEEZ ANSARI | NEWPORT BEACH | CA | S66|2000-01-10 | ||||||
| EVA BOWEN | NEWPORT BEACH | CA | S63|2003-07-28 | ||||||
| FREDERICK JIN | NEWPORT BEACH | CA | S63|1993-12-02|S66|2010-06-08 | CERTIFIED FINANCIAL PLANNER | |||||
| IMRAN ANSARI | NEWPORT BEACH | CA | S65|2014-02-21 | ||||||
| MELISSA WRIGHT | NEWPORT BEACH | CA | S63|2010-08-09 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $1.3 | $0.0 | 0% | 18 | 0 | 0% |
| 2025-04-21 | $1.3 | $0.0 | 0% | 18 | 0 | 0% |
| 2024-04-02 | $1.1 | $0.2 | 17% | 18 | 0 | 0% |
| 2023-04-04 | $0.9 | $0.4 | 41% | 18 | 0 | 0% |
| 2022-04-01 | $1.0 | $0.3 | 27% | 18 | 0 | 0% |
| 2021-04-05 | $0.8 | $0.4 | 54% | 17 | 1 | 6% |
| 2020-04-01 | $0.7 | $0.6 | 84% | 17 | 1 | 6% |
| 2019-04-01 | $0.5 | $0.7 | 141% | 17 | 1 | 6% |
| 2018-04-02 | $0.5 | $0.8 | 151% | 18 | 0 | 0% |
| 2017-04-01 | $0.4 | $0.8 | 202% | 18 | 0 | 0% |
| 2016-04-01 | $0.4 | $0.9 | 226% | 18 | 0 | 0% |
| 2015-04-01 | $0.4 | $0.8 | 205% | 17 | 1 | 6% |
| 2014-04-01 | $0.4 | $0.9 | 220% | 19 | -1 | -5% |
| 2013-04-01 | $0.6 | $0.7 | 118% | 30 | -12 | -40% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AZ-03/15/2001, CA-03/15/2001, CO-08/21/2002, FL-03/15/2001, GA-03/26/2019, HI-03/03/2015, IA-07/25/2006, ID-09/20/2007, IL-04/18/2006, IN-03/30/2022, MD-03/15/2001, MI-07/02/2007, MN-08/07/2006, MO-10/05/2004, NC-10/30/2006, NJ-03/30/2023, NM-03/26/2019, NV-03/28/2003, NY-03/15/2001, OH-03/30/2022, OR-03/15/2001, PA-03/30/2023, TN-10/31/2006, TX-10/05/2004, VA-03/15/2001, WA-03/15/2001, WI-07/02/2007 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV