CONCORDE ASSET MANAGEMENT, LLC
Latest filing: Apr 15, 2025 (74 days ago)
AUM
$489,858,232
24% change vs. 1 year ago
30% change vs. 3 years ago
46% change vs. 5 years ago
96% change vs. 10 years ago
Employee Count
79
-4% change vs. 1 year ago
18% change vs. 3 years ago
22% change vs. 5 years ago
14% change vs. 10 years ago
Main Office
ANN ARBOR, MI
3909 RESEARCH PARK DRIVE, ANN ARBOR, MI, UNITED STATES, 48108
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.0 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 3,207 | $0.4 |
| Average Individual AUM | $129,892 | |
| HNW | 39 | $0.1 |
| Average HNW AUM | $1,705,765 | |
| Retail Total | 3,246 | $0.5 |
| Average Retail AUM | $148,825 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB | ORLANDO-FL-USA | $0.2 |
| PERSHING, LLC | JERSEY CITY-NJ-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 80% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 12% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BANGERTER FINANCIAL SERVICES, INC. | $0.1 | 171939 | |
| INTEGRATED FINANCIAL RESOURCES, INC. | $0.0 | 110864 | |
| JAMES SILBERNAGEL | $0.0 | accountancy | - |
| JAMES SILBERNAGEL | $0.0 | accountancy | - |
| JOHN CHESS | $0.0 | - | |
| SCOTT REIBER | $0.0 | - | |
| JEFFREY PROEH | $0.0 | - | |
| DANIEL CHARLEY | $0.0 | - | |
| DAVID TALBOT | $0.0 | accountancy | - |
| ERKKI M. PIEPPO | $0.0 | accountancy | - |
| JAMES RAINWATER | $0.0 | accountancy | - |
| CONCORDE INSURANCE AGENCY, INC. | $0.0 | - | |
| MARK KOSANKE | $0.0 | accountancy | - |
| MAHER STRUCTURED SETTLEMENTS | $0.0 | law firm | - |
| JAMES SILBERNAGEL | $0.0 | - | |
| CONCORDE INVESTMENT SERVICES, LLC | $0.0 | broker-dealer | 151604 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| HOFER, KATHLEEN, ANN | CHIEF FINANCIAL OFFICER |
| DELONGCHAMP, DANIELLE, LEIGH | PRESIDENT |
| ROLLINS, MICHAEL, METRINKO | OWNER OF METRINKO, LLC, TRUSTEE OF BRIMSTONE TRUST 2 |
| ROLLINS, MICHELE, METRINKO | TRUSTEE OF BRIMSTONE TRUST 2 |
| ROLLINS, HOLLY | PERSONAL REPRESENTATIVE OF THE ESTATE OF TED ROLLINS |
| GAKENHEIMER, JOHN, HERBERT | EXECUTIVE VICE PRESIDENT |
| HILDEBRAND, EDWARD, LOWELL | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
83 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MARC HAIAR | ANN ARBOR | MI | S66|2002-01-03 | CHARTERED FINANCIAL ANALYST | |||||
| CHARLES STRICKLER | ANN ARBOR | MI | S63|1997-11-11|S66|2008-03-31 | ||||||
| MARK HUBER | ANN ARBOR | MI | S63|2011-10-19|S65|2013-06-20 | ||||||
| BRIAN RAGEN | ANN ARBOR | MI | S63|1990-06-25|S65|2006-09-25 | ||||||
| JOHN GAKENHEIMER | ANN ARBOR | MI | S63|1983-04-19|S65|1997-12-17 | CERTIFIED FINANCIAL PLANNER | |||||
| JUSTIN KIEHNE | ANN ARBOR | MI | S66|2019-07-11 | ||||||
| ROBERT TUDOR | ANN ARBOR | MI | S63|2011-09-23|S66|2017-03-13 | ||||||
| TERRY BONNETT | ANN ARBOR | MI | S63|1986-05-30|S66|2001-07-12 | ||||||
| ELIA RAMIREZ CRUZ | ANN ARBOR | MI | S63|2018-08-31|S65|2018-09-24 | ||||||
| ROBIN EDGAR | ANN ARBOR | MI | S63|1990-05-30|S65|2011-08-15 | ||||||
| BRENT LEE | ANN ARBOR | MI | S66|2007-11-20 | ||||||
| STEVEN BALABAN | ANN ARBOR | MI | S63|1985-06-20|S65|1997-06-02|S66|2014-04-23 | CERTIFIED FINANCIAL PLANNER | |||||
| JAMES RAINWATER | ANN ARBOR | MI | S66|2019-11-25 | ||||||
| WILLIAM MORROW | ANN ARBOR | MI | S63|1998-07-02 | CERTIFIED FINANCIAL PLANNER | |||||
| ERIC SCAFF | ANN ARBOR | MI | S63|2007-03-08|S66|2014-05-30 | ||||||
| LISA GARZA | ANN ARBOR | MI | S63|1998-03-18|S66|2006-12-10 | ||||||
| FORREST PADILLA | ANN ARBOR | MI | S66|2005-02-28 | CERTIFIED FINANCIAL PLANNER | |||||
| ERIC BARBARITA | ANN ARBOR | MI | S65|2022-10-29|S63|2022-11-03 | ||||||
| DELMAR MCKINNEY | ANN ARBOR | MI | S63|1983-09-29|S66|2007-02-05 | ||||||
| DAVID ZUPEK | ANN ARBOR | MI | S63|1992-06-22|S65|1994-01-21 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.5 | $0.0 | 0% | 79 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 79 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.1 | 24% | 82 | -3 | -4% |
| 2023-04-04 | $0.3 | $0.2 | 60% | 74 | 5 | 7% |
| 2022-04-01 | $0.4 | $0.1 | 30% | 67 | 12 | 18% |
| 2021-04-05 | $0.4 | $0.1 | 20% | 70 | 9 | 13% |
| 2020-04-01 | $0.3 | $0.2 | 46% | 65 | 14 | 22% |
| 2019-04-01 | $0.3 | $0.2 | 52% | 75 | 4 | 5% |
| 2018-04-02 | $0.2 | $0.3 | 125% | 57 | 22 | 39% |
| 2017-04-01 | $0.2 | $0.3 | 151% | 59 | 20 | 34% |
| 2016-04-01 | $0.2 | $0.3 | 108% | 63 | 16 | 25% |
| 2015-04-01 | $0.3 | $0.2 | 96% | 69 | 10 | 14% |
| 2014-04-01 | $0.2 | $0.3 | 177% | 56 | 23 | 41% |
| 2013-04-01 | $0.1 | $0.4 | 471% | 36 | 43 | 119% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MI, AK-11/27/2013, AL-05/08/2015, AR-11/27/2013, AZ-05/29/2015, CA-01/13/2012, CO-07/02/2013, CT-01/04/2013, DC-01/15/2013, DE-01/31/2019, FL-10/30/2012, GA-04/19/2012, HI-06/28/2013, IA-05/16/2012, ID-10/31/2018, IL-04/19/2012, IN-04/19/2012, KS-04/19/2012, KY-04/19/2012, MA-11/30/2012, MD-01/15/2013, ME-03/01/2017, MI-04/19/2012, MN-10/26/2012, MO-04/19/2012, MT-03/12/2019, NC-10/26/2012, ND-06/15/2016, NE-02/04/2013, NH-01/28/2015, NJ-06/18/2012, NM-10/16/2018, NV-06/28/2013, NY-03/01/2017, OH-04/19/2012, OK-04/19/2012, OR-04/19/2012, PA-04/19/2012, RI-01/15/2013, SC-08/01/2014, SD-03/15/2013, TN-04/19/2012, TX-04/19/2012, UT-01/31/2019, VA-01/25/2013, VT-04/08/2020, WA-04/19/2012, WI-08/24/2012, WY-03/23/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV