CONNORS INVESTOR SERVICES INC
Latest filing: Mar 31, 2025 (94 days ago)
AUM
$1,203,741,788
14% change vs. 1 year ago
0% change vs. 3 years ago
28% change vs. 5 years ago
105% change vs. 10 years ago
Employee Count
9
0% change vs. 1 year ago
-10% change vs. 3 years ago
-10% change vs. 5 years ago
-18% change vs. 10 years ago
Main Office
WYOMISSING, PA
1210 BROADCASTING ROAD, WYOMISSING, PA, UNITED STATES, 19610-3213
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.2 |
| Non-Discretionary | $0.0 |
| Total | $1.2 |
| Client | AUM |
|---|---|
| Retail | $0.8 |
| Pooled | $0.2 |
| Institutional | $0.2 |
| Total | $1.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 210 | $0.1 |
| Average Individual AUM | $421,758 | |
| HNW | 343 | $0.7 |
| Average HNW AUM | $2,093,000 | |
| Retail Total | 553 | $0.8 |
| Average Retail AUM | $1,458,351 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.6 |
| MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.0 |
| Retail SMA AUM | $0.8 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 82% | $0.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 8% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 4% | $0.0 |
| Investment Companies | 1% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FOUNDERS, LLC | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
18 active
| Name | Title |
|---|---|
| MILLER, MARLIN | DIRECTOR |
| SEHER, RONALD, HARRY | SHAREHOLDER |
| LEAYMAN, ROBERT, CHARLES | SHAREHOLDER |
| CONNORS, PETER, JAMES | PRESIDENT, DIRECTOR, TREASURER, TRUSTEE |
| SILVERMAN, STEVEN | SENIOR VICE PRESIDENT |
| CAGLIOLA, ROBERT, JOHN | VICE PRESIDENT |
| MCCOY, BRIAN, GARY | VICE PRESIDENT |
| POTTIEGER, STEVEN, EARL | VICE PRESIDENT |
| FULLER, RUSSELL, JAY | DIRECTOR |
| PLATT, THOMAS, RAYMOND | VICE PRESIDENT |
| OXHOLM, PAUL, G | DIRECTOR |
| CRAWFORD, KEVIN, FRANCIS | DIRECTOR |
| COVELL, DEBORA, M | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER |
| HAHN, ROBERT, W | VICE PRESIDENT |
| DAGENHART, JAN, CONNORS | TRUSTEE |
| MCCALLUM, RYAN, F | VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
9 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| STEVEN POTTIEGER | WYOMISSING | PA | S63|1986-10-24|S65|2005-10-13 | CERTIFIED FINANCIAL PLANNER | |||||
| DEBORA COVELL | WYOMISSING | PA | S65|2014-05-17 | ||||||
| THOMAS PLATT | WYOMISSING | PA | S63|1991-01-31|S65|1996-12-09 | ||||||
| STEVEN SILVERMAN | WYOMISSING | PA | S65|1998-05-22 | CERTIFIED FINANCIAL PLANNER | |||||
| BRIAN MCCOY | WYOMISSING | PA | S63|1991-05-13 | CHARTERED FINANCIAL ANALYST | |||||
| RYAN MCCALLUM | WYOMISSING | PA | S63|2006-06-13|S65|2007-12-20 | ||||||
| PETER CONNORS | WYOMISSING | PA | CHARTERED FINANCIAL ANALYST | ||||||
| ROBERT CAGLIOLA | WYOMISSING | PA | S63|1993-07-14 | CHARTERED FINANCIAL ANALYST | |||||
| ROBERT HAHN | WYOMISSING | PA | CHARTERED FINANCIAL ANALYST | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.2 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $1.2 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $1.1 | $0.2 | 14% | 9 | 0 | 0% |
| 2023-04-04 | $1.0 | $0.2 | 24% | 9 | 0 | 0% |
| 2022-04-01 | $1.2 | $0.0 | 0% | 10 | -1 | -10% |
| 2021-04-05 | $1.0 | $0.2 | 23% | 10 | -1 | -10% |
| 2020-04-01 | $0.9 | $0.3 | 28% | 10 | -1 | -10% |
| 2019-04-01 | $0.8 | $0.4 | 50% | 11 | -2 | -18% |
| 2018-04-02 | $0.8 | $0.4 | 42% | 12 | -3 | -25% |
| 2017-04-01 | $0.7 | $0.5 | 67% | 11 | -2 | -18% |
| 2016-04-01 | $0.7 | $0.5 | 82% | 11 | -2 | -18% |
| 2015-04-01 | $0.6 | $0.6 | 105% | 11 | -2 | -18% |
| 2014-04-01 | $0.5 | $0.7 | 131% | 11 | -2 | -18% |
| 2013-04-01 | $0.4 | $0.8 | 212% | 10 | -1 | -10% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| PA, CA-06/07/1988, FL-02/10/1987, IL-03/31/2016, LA-07/12/2017, MA-01/12/2024, MD-05/09/2000, MI-12/12/1997, NC-01/08/2001, NH-07/12/2017, NJ-11/08/2002, NM-10/22/2024, NY-03/30/2015, PA-11/17/1970, TX-01/28/1987, VA-07/29/1993, WV-07/12/2017 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV