AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $26.3 |
| Non-Discretionary | $0.0 |
| Total | $26.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $11.2 |
| Institutional | $15.1 |
| Total | $26.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| US BANK | MILWAUKEE-WI-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $15.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $15.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.3 |
| Municipal | 16% | $2.4 |
| Sovereign | 0% | $0.0 |
| IG Credit | 51% | $7.7 |
| HY Credit | 2% | $0.3 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 17% | $2.6 |
| Other | 12% | $1.8 |
| Total | 100% | $15.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ON INVESTMENT MANAGEMENT CO | $2.4 | 105662 | |
| CAMARGO RE CAPTIVE, INC | $0.0 | - | |
| AUGUSTAR LIFE ASSURANCE CORPORATION | $0.0 | - | |
| NATIONAL SECURITY LIFE AND ANNUITY COMPANY | $0.0 | - | |
| OHIO NATIONAL INSURANCE AGENCY, INC. | $0.0 | - | |
| THE O.N. EQUITY SALES COMPANY | $0.0 | broker-dealer | 2936 |
| O.N. INTERNATIONAL DO BRASIL | $0.0 | - | |
| OHIO NATIONAL SEGUROS DE VIDA S.A. | $0.0 | - | |
| SYCAMORE RE, LTD. | $0.0 | - | |
| MONTGOMERY RE, INC. | $0.0 | - | |
| KENWOOD RE, INC. | $0.0 | - | |
| SUNRISE CAPTIVE RE, LLC | $0.0 | - | |
| AUGUSTAR DISTRIBUTORS, INC. | $0.0 | broker-dealer | 41081 |
| AUGUSTAR LIFE INSURANCE COMPANY | $0.0 | - | |
| OHIO NATIONAL SEGUROS DE VIDA S.A. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
15 active
| Name | Title |
|---|---|
| DWYER, JOHN, KEITH | DIRECTOR & CHIEF COMPLIANCE OFFICER |
| RODMAKER, GARY, RUSSELL | DIRECTOR |
| BROCKMAN, ROBERT, TODD | DIRECTOR AND TREASURER |
| NIELSEN, GREGORY, SVEND | TRUSTEE |
| CHARETTE, PHILIPPE, FRANCOIS | TRUSTEE |
| LONGCHAMPS, MARTIN | TRUSTEE |
| HASNAIN, SYED, SALMAN | TRUSTEE |
| JAIN, SACHIN | PRESIDENT |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $26.3 | $0.0 | 0% | 22 | 0 | 0% |
| 2025-04-21 | $26.3 | $0.0 | 0% | 22 | 0 | 0% |
| 2024-04-02 | $11.7 | $14.6 | 124% | 21 | 1 | 5% |
| 2023-04-04 | $10.9 | $15.4 | 142% | 21 | 1 | 5% |
| 2022-04-01 | $11.6 | $14.7 | 127% | 19 | 3 | 16% |
| 2021-04-05 | $9.7 | $16.6 | 171% | 19 | 3 | 16% |
| 2020-04-01 | $9.4 | $16.9 | 181% | 20 | 2 | 10% |
| 2019-04-01 | $9.1 | $17.2 | 190% | 19 | 3 | 16% |
| 2018-04-02 | $11.4 | $14.9 | 132% | 22 | 0 | 0% |
| 2017-04-01 | $8.3 | $18.0 | 217% | 18 | 4 | 22% |
| 2016-04-01 | $8.7 | $17.6 | 203% | 19 | 3 | 16% |
| 2015-04-01 | $8.9 | $17.4 | 196% | 18 | 4 | 22% |
| 2014-04-01 | $8.6 | $17.7 | 206% | 13 | 9 | 69% |
| 2013-04-01 | $7.4 | $18.9 | 255% | 12 | 10 | 83% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| OH, OH-01/08/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV