COORDINATED CAPITAL SECURITIES, INC.
Latest filing: Jan 27, 2025 (144 days ago)
AUM
$145,658,614
-37% change vs. 1 year ago
-34% change vs. 3 years ago
-5% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
45
-13% change vs. 1 year ago
-20% change vs. 3 years ago
-26% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
FORT ATKINSON, WI
229 S MAIN STREET, FORT ATKINSON, WI, UNITED STATES, 53538
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.1 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 197 | $0.1 |
| Average Individual AUM | $315,931 | |
| HNW | 39 | $0.1 |
| Average HNW AUM | $2,138,981 | |
| Retail Total | 236 | $0.1 |
| Average Retail AUM | $617,198 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | ST LOUIS-WI-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 48% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 48% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
22 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| GREGORY SCHAEFFER | FORT ATKINSON | WI | S63|1982-12-29 | CHARTERED FINANCIAL CONSULTANT | |||||
| MARTIN DRESSMAN | FORT ATKINSON | WI | S66|2000-10-02 | ||||||
| KEVIN KEARNEY | FORT ATKINSON | WI | S63|1983-12-19|S66|1998-12-10 | ||||||
| DREW WILLIAMS | FORT ATKINSON | WI | S63|2021-11-23|S65|2022-07-20 | ||||||
| DALE MEYER | FORT ATKINSON | WI | S63|1984-02-27|S66|2015-06-29 | ||||||
| SARA WILLIAMS | FORT ATKINSON | WI | S63|2019-01-14|S66|2022-08-12 | ||||||
| RALPH BULTMAN | FORT ATKINSON | WI | S63|1989-09-21 | ||||||
| CHARLES STEPHAN | FORT ATKINSON | WI | S63|1997-08-27|S66|2017-02-11 | CHARTERED FINANCIAL CONSULTANT | |||||
| MICHAEL KOSCINSKI | FORT ATKINSON | WI | S63|1993-11-19 | ||||||
| PETER MOONEY | FORT ATKINSON | WI | S63|2000-05-11|S65|1999-12-29 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| DENNIS DREXLER | FORT ATKINSON | WI | S63|1995-01-25|S65|2023-06-28|S66|2023-05-08 | ||||||
| ANDREW KING | FORT ATKINSON | WI | S63|1986-07-08|S66|2010-09-01 | CERTIFIED FINANCIAL PLANNER | |||||
| MELISSA MOONEYDOMINGUE | FORT ATKINSON | WI | S63|2018-05-19|S65|2018-10-26 | ||||||
| EASTON MILLER | FORT ATKINSON | WI | S66|2019-01-11 | ||||||
| MARK SALERNO | FORT ATKINSON | WI | S63|2018-05-03|S66|2019-03-29 | ||||||
| BRADLY POTTER | FORT ATKINSON | WI | S66|2019-04-01 | CERTIFIED FINANCIAL PLANNER | |||||
| WILLIAM WADDLE | FORT ATKINSON | WI | S63|2014-11-10|S66|2016-04-04 | ||||||
| DAVID CHRISTENSEN | FORT ATKINSON | WI | S63|2011-10-26|S65|2000-09-25 | CERTIFIED FINANCIAL PLANNER | |||||
| CORRINE BULTMAN | FORT ATKINSON | WI | S66|2003-12-23 | ||||||
| LARRY SMITH | FORT ATKINSON | WI | S63|1985-11-07 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.1 | $0.0 | 0% | 45 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 45 | 0 | 0% |
| 2024-04-02 | $0.2 | -$0.1 | -37% | 52 | -7 | -13% |
| 2023-04-04 | $0.2 | -$0.1 | -32% | 53 | -8 | -15% |
| 2022-04-01 | $0.2 | -$0.1 | -34% | 56 | -11 | -20% |
| 2021-04-05 | $0.2 | $0.0 | -25% | 61 | -16 | -26% |
| 2020-04-01 | $0.2 | $0.0 | -5% | 61 | -16 | -26% |
| 2019-04-01 | $0.1 | $0.0 | 10% | 60 | -15 | -25% |
| 2018-04-02 | $0.1 | $0.0 | 27% | 65 | -20 | -31% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| WI, AZ-08/31/2017, CA-08/31/2017, CO-06/28/2021, FL-08/31/2017, IN-08/31/2017, KY-08/31/2017, MI-06/28/2024, MN-06/30/2022, NC-06/30/2022, NV-06/28/2024, OH-08/31/2017, PA-06/28/2024, SC-06/28/2021, TN-01/04/2024, TX-06/28/2021, WI-08/31/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV