CORECAP ADVISORS

Latest filing: Mar 31, 2025 (109 days ago)

View on IAPD

Adviser Website

AUM

$3,167,350,865

28% change vs. 1 year ago

66% change vs. 3 years ago

192% change vs. 5 years ago

1408% change vs. 10 years ago

Employee Count

111

-6% change vs. 1 year ago

1% change vs. 3 years ago

-3% change vs. 5 years ago

39% change vs. 10 years ago

Main Office

SOUTHFIELD, MI

27777 FRANKLIN ROAD, SOUTHFIELD, MI, UNITED STATES, 48034

Client AUM

Discretion	AUM
Discretionary	$3.2
Non-Discretionary	$0.0
Total	$3.2

Client	AUM
Retail	$3.2
Pooled	$0.0
Institutional	$0.0
Total	$3.2

Retail	Accounts	AUM
Individual	8,534	$1.9
Average Individual AUM		$226,185
HNW	598	$1.2
Average HNW AUM		$2,052,123
Retail Total	9,132	$3.2
Average Retail AUM		$345,754

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
CHARLES SCHWAB & CO., INC.	WESTLAKE-TX-USA	$2.4
RBC CAPITAL MARKETS CORPORATION	NEW YORK-NY-USA	$0.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$3.2
Retail SMA AUM	$3.2
Institutional SMA AUM	$0.0

Asset Class	%	AUM
Equity Exch	50%	$1.6
Equity Non-Exch	0%	$0.0
Govt Agency	0%	$0.0
Municipal	0%	$0.0
Sovereign	0%	$0.0
IG Credit	0%	$0.0
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	34%	$1.1
Other Pools	0%	$0.0
Cash	15%	$0.5
Other	0%	$0.0
Total	99%	$3.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
CORECAP INVESTMENTS, LLC	$0.0	broker-dealer	37068
M&O MARKETING, LLC	$0.0		-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

21 active

Name	Title
BROWN, DENNIS IAPD Broker	MAJORITY OWNER OF BROWN HOLDCO, INC.
MUNCIE, DAVID, WAYNE IAPD Broker	CHIEF FINANCIAL OFFICER & DIRECTOR
BROWN, DENNIS, MICHAEL IAPD Broker	DIRECTOR
CAVANAUGH, MARY, LOUISE IAPD Broker	DIRECTOR
STEENO, JASON, RAYMOND IAPD Broker	PRESIDENT
RUMLER, CRAIG, DAVID IAPD Broker	CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

115 active representatives found, showing 20 random

Name	City	State	Exams
KRISTOPHER WHIPPLE	SOUTHFIELD	MI	S65\|2023-08-28
JAMES GILLIKIN	SOUTHFIELD	MI	S65\|2009-01-27\|S63\|1997-05-21
CHRISTOPHER VILLWOCK	SOUTHFIELD	MI	S65\|2018-07-13\|S63\|2019-04-24
NICHOLAS PETERSON	SOUTHFIELD	MI	S63\|2012-07-24\|S65\|2011-12-16
JUSTIN STIVERS	SOUTHFIELD	MI	S65\|2021-10-04
MICHAEL NEUMANN	SOUTHFIELD	MI	S63\|2012-08-07\|S65\|2020-01-13
JULIAN GUILFOYLE	SOUTHFIELD	MI	S65\|2014-12-16\|S63\|2015-03-14
JAY FERRANS	SOUTHFIELD	MI	S63\|2009-01-09\|S65\|2009-05-12
OLIVER LEE	SOUTHFIELD	MI	S66\|2001-12-17\|S65\|2014-05-06
COLBY WIGHT	SOUTHFIELD	MI	S63\|1994-04-29\|S65\|2005-04-15
TYLER SCHALL	SOUTHFIELD	MI	S65\|2022-07-23
ALAN HARRIS	SOUTHFIELD	MI	S65\|2014-08-26
MARK CHARNET	SOUTHFIELD	MI	S63\|1983-11-02\|S65\|2004-04-15
PATRICK FRENCH	SOUTHFIELD	MI	S63\|2007-03-23\|S65\|2022-05-23
JEFFREY KUHNI	SOUTHFIELD	MI	S65\|2022-08-30
JACOB SANSOM	SOUTHFIELD	MI	S65\|2015-10-22\|S63\|2015-07-30
BRIAN STIVERS	SOUTHFIELD	MI	S63\|1992-12-11\|S65\|2010-09-27
JOHN RAFFERTY	SOUTHFIELD	MI	S63\|1996-03-08\|S65\|1999-03-23
DANIEL MILAN	SOUTHFIELD	MI	S66\|2010-07-22
WILLIAM HARPE	SOUTHFIELD	MI	S66\|2011-01-03

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-06-02	$3.2	$0.0	0%	111	0	0%
2025-04-21	$3.2	$0.0	0%	111	0	0%
2024-04-02	$2.5	$0.7	28%	118	-7	-6%
2023-04-04	$2.0	$1.2	62%	121	-10	-8%
2022-04-01	$1.9	$1.3	66%	110	1	1%
2021-04-05	$1.4	$1.8	132%	113	-2	-2%
2020-04-01	$1.1	$2.1	192%	114	-3	-3%
2019-04-01	$0.9	$2.3	264%	160	-49	-31%
2018-04-02	$0.7	$2.5	352%	160	-49	-31%
2017-04-01	$0.6	$2.6	428%	90	21	23%
2016-04-01	$0.4	$2.8	692%	90	21	23%
2015-04-01	$0.2	$3.0	1408%	80	31	39%
2014-04-01	$0.0	$3.1	7181%	4	107	2675%
2013-04-01	$0.0	$3.2	77175%	5	106	2120%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

MI, AK-01/13/2017, AL-06/20/2016, AR-09/23/2014, AZ-02/05/2013, CA-01/09/2013, CO-02/01/2013, CT-01/05/2015, DC-06/17/2014, DE-06/17/2014, FL-06/21/2012, GA-02/01/2012, HI-04/17/2015, IA-06/17/2014, ID-11/04/2016, IL-06/27/2012, IN-06/03/2013, KS-02/27/2017, KY-03/21/2014, LA-03/04/2013, MA-01/26/2012, MD-06/17/2014, ME-01/05/2015, MI-08/30/2011, MN-07/06/2012, MO-08/06/2015, MS-07/15/2016, MT-08/11/2015, NC-01/09/2013, ND-01/24/2017, NE-01/05/2015, NH-01/05/2015, NJ-03/05/2014, NM-01/24/2017, NV-10/30/2014, NY-06/17/2014, OH-04/02/2013, OK-06/24/2013, OR-08/24/2015, PA-05/29/2013, PR-08/13/2019, RI-01/05/2015, SC-01/14/2013, SD-06/05/2017, TN-06/20/2012, TX-07/23/2012, UT-09/23/2014, VA-08/30/2013, VT-06/28/2022, WA-04/09/2013, WI-06/20/2016, WV-06/17/2014, WY-01/02/2019

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
EDUCATIONAL WORKSHOPS

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV