AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.1 |
| Total | $0.7 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 808 | $0.2 |
| Average Individual AUM | $277,869 | |
| HNW | 225 | $0.3 |
| Average HNW AUM | $1,329,378 | |
| Retail Total | 1,033 | $0.5 |
| Average Retail AUM | $506,901 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | OMAHA-NE-USA | $0.4 |
| EMPOWER FINANCIAL SERVICES, INC. | GREENWOOD VILLAGE-CO-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.7 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 69% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 17% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 11% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $0.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
15 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DAVID D'ALBERO | FAIRFIELD | NJ | S63|2011-12-22|S65|2017-09-26 | ||||||
| MARLON HERRERA | FAIRFIELD | NJ | S66|2017-01-12 | CERTIFIED FINANCIAL PLANNER | |||||
| JAMES ALLEN | FAIRFIELD | NJ | S63|1997-07-23|S65|2005-06-06 | ||||||
| THOMAS WOLOSZYN | FAIRFIELD | NJ | S66|2019-07-17 | ||||||
| JON TARNO | FAIRFIELD | NJ | S66|2010-09-23 | ||||||
| TYLER ALLEN | FAIRFIELD | NJ | S63|2018-11-29|S65|2022-11-04 | ||||||
| GIUSEPPE BIANCO | FAIRFIELD | NJ | S63|2010-07-22|S65|2022-02-07 | ||||||
| ANTHONY DEPERSIO | FAIRFIELD | NJ | S65|2015-04-03|S63|2015-01-20 | CERTIFIED FINANCIAL PLANNER | |||||
| GIRO MADDALUNA | FAIRFIELD | NJ | S63|2011-02-04|S66|2014-04-17 | ||||||
| CARMINE COPPOLA | FAIRFIELD | NJ | S66|2015-11-12 | ||||||
| MICHAEL BOZZONE | FAIRFIELD | NJ | S66|2006-08-29|S65|2015-07-02 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| CARMINE CORINO | FAIRFIELD | NJ | S63|2003-08-16|S65|2005-05-05 | CERTIFIED FINANCIAL PLANNER | |||||
| TAYLOR HODGES | FAIRFIELD | NJ | S63|2016-02-15|S65|2015-04-21 | CERTIFIED FINANCIAL PLANNER | |||||
| MITCHELL OWEN | FAIRFIELD | NJ | S63|1999-08-13|S65|2003-04-24 | CERTIFIED FINANCIAL PLANNER | |||||
| BARJES ANGULO | FAIRFIELD | NJ | S63|2000-04-11|S65|2001-02-23|S66|2012-06-22 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.7 | $0.0 | 0% | 19 | 0 | 0% |
| 2025-04-21 | $0.7 | $0.0 | 0% | 19 | 0 | 0% |
| 2024-04-02 | $0.5 | $0.1 | 24% | 15 | 4 | 27% |
| 2023-04-04 | $0.4 | $0.2 | 55% | 14 | 5 | 36% |
| 2022-04-01 | $0.3 | $0.4 | 148% | 7 | 12 | 171% |
| 2021-04-05 | $0.2 | $0.4 | 211% | 5 | 14 | 280% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 2 | 17 | 850% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NJ, AZ-03/19/2021, CA-08/10/2020, CT-10/11/2021, FL-03/13/2020, GA-04/03/2023, MA-01/31/2022, ME-07/07/2025, NC-03/29/2023, NH-04/03/2023, NJ-05/12/2020, NY-03/13/2020, OH-07/07/2025, PA-03/13/2020, SC-07/08/2025, TX-03/13/2020, VA-07/07/2025 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV