CREATIVEONE SECURITIES, LLC
Latest filing: Mar 17, 2025 (85 days ago)
AUM
$2,125,054,242
24% change vs. 1 year ago
41% change vs. 3 years ago
147% change vs. 5 years ago
1147% change vs. 10 years ago
Employee Count
199
7% change vs. 1 year ago
2% change vs. 3 years ago
86% change vs. 5 years ago
76% change vs. 10 years ago
Main Office
OVERLAND PARK, KS
6330 SPRINT PARKWAY, SUITE 400, OVERLAND PARK, KS, UNITED STATES, 66211
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.0 |
| Non-Discretionary | $0.1 |
| Total | $2.1 |
| Client | AUM |
|---|---|
| Retail | $2.0 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $2.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 10,966 | $1.5 |
| Average Individual AUM | $133,601 | |
| HNW | 282 | $0.5 |
| Average HNW AUM | $1,870,394 | |
| Retail Total | 11,248 | $2.0 |
| Average Retail AUM | $177,145 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $1.6 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.1 |
| Retail SMA AUM | $2.0 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 57% | $1.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 31% | $0.7 |
| Other Pools | 0% | $0.0 |
| Cash | 10% | $0.2 |
| Other | 1% | $0.0 |
| Total | 101% | $2.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CREATIVEONE WEALTH, LLC | $4.8 | 281213 | |
| CREATIVE ONE MARKETING CORPORATION | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
119 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| STEPHEN HENSON | OVERLAND PARK | KS | S63|2000-02-29|S65|2009-08-24 | ||||||
| JAMES RASBERRY | OVERLAND PARK | KS | S63|2003-11-08|S66|2015-08-28 | ||||||
| JACOB TYNDALL | OVERLAND PARK | KS | S66|2003-05-21 | ||||||
| JOHN MANRY | OVERLAND PARK | KS | S63|1982-09-10|S65|2016-05-24 | ||||||
| JAMIE WILBERS | OVERLAND PARK | KS | S66|2014-11-13 | ||||||
| DANIEL MORRIS | OVERLAND PARK | KS | S66|2014-01-27 | ||||||
| BRIAN AMBROSE | OVERLAND PARK | KS | S63|1986-01-09 | CERTIFIED FINANCIAL PLANNER | |||||
| JAMES REGIER | OVERLAND PARK | KS | S66|2002-02-18 | ||||||
| MATTHEW BOTT | OVERLAND PARK | KS | S63|1994-07-29|S66|2002-01-29 | ||||||
| MARC TAKENAGA | OVERLAND PARK | KS | S63|2004-01-21|S66|2005-04-23 | ||||||
| JOHN TAYLOR | OVERLAND PARK | KS | S63|1986-02-03|S65|1995-01-18 | ||||||
| BRADLEY SHAMMAS | OVERLAND PARK | KS | S66|2016-06-24 | CERTIFIED FINANCIAL PLANNER | |||||
| DONALD SULLIVAN | OVERLAND PARK | KS | S63|1989-09-13|S66|2013-10-04 | ||||||
| KIRT CARSTENS | OVERLAND PARK | KS | S63|1992-02-24|S65|2005-10-17 | ||||||
| LANCE MONK | OVERLAND PARK | KS | S63|1992-11-06|S65|1998-10-01 | ||||||
| PETER HERMES | OVERLAND PARK | KS | S63|2001-12-03|S65|2002-07-09 | ||||||
| WILLIAM CURRY | OVERLAND PARK | KS | S63|1987-08-10 | CHARTERED FINANCIAL CONSULTANT | |||||
| JOSEPH TRINGALI | OVERLAND PARK | KS | S66|1999-10-18 | CERTIFIED FINANCIAL PLANNER | |||||
| ANDREW MCGILL | OVERLAND PARK | KS | S66|2023-10-26 | ||||||
| RICHARD ROBINSON | OVERLAND PARK | KS | S63|1997-05-14|S65|1999-12-28 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $2.1 | $0.0 | 0% | 199 | 0 | 0% |
| 2025-04-21 | $2.1 | $0.0 | 0% | 199 | 0 | 0% |
| 2024-04-02 | $1.7 | $0.4 | 24% | 186 | 13 | 7% |
| 2023-04-04 | $1.7 | $0.4 | 24% | 180 | 19 | 11% |
| 2022-04-01 | $1.5 | $0.6 | 41% | 196 | 3 | 2% |
| 2021-04-05 | $1.2 | $1.0 | 84% | 146 | 53 | 36% |
| 2020-04-01 | $0.9 | $1.3 | 147% | 107 | 92 | 86% |
| 2019-04-01 | $0.9 | $1.3 | 147% | 107 | 92 | 86% |
| 2018-04-02 | $0.6 | $1.5 | 265% | 109 | 90 | 83% |
| 2017-04-01 | $0.3 | $1.8 | 542% | 107 | 92 | 86% |
| 2016-04-01 | $0.3 | $1.9 | 709% | 124 | 75 | 60% |
| 2015-04-01 | $0.2 | $2.0 | 1147% | 113 | 86 | 76% |
| 2014-04-01 | $0.1 | $2.0 | 1751% | 98 | 101 | 103% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| KS, AK-03/31/2017, AL-03/26/2018, AR-11/26/2013, AZ-06/05/2013, CA-06/05/2013, CO-06/05/2013, CT-06/05/2013, DC-06/05/2013, DE-11/18/2016, FL-06/05/2013, GA-12/08/2017, HI-08/14/2015, IA-06/05/2013, ID-07/18/2016, IL-05/02/2014, IN-04/15/2014, KS-06/05/2013, KY-03/26/2018, LA-07/12/2016, MA-03/07/2014, MD-06/05/2013, ME-06/05/2013, MI-03/26/2018, MN-03/07/2014, MO-06/05/2013, MS-06/05/2013, MT-03/26/2018, NC-04/27/2015, ND-03/26/2018, NE-06/05/2013, NH-08/18/2015, NJ-06/26/2013, NM-11/18/2016, NV-02/11/2016, NY-03/07/2014, OH-03/07/2014, OK-03/07/2016, OR-06/08/2015, PA-06/05/2013, RI-03/26/2018, SC-11/07/2014, SD-08/25/2017, TN-05/02/2014, TX-06/05/2013, UT-08/25/2017, VA-03/07/2014, VT-03/26/2018, WA-03/07/2014, WI-06/05/2013, WV-05/19/2015, WY-03/26/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV