AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.3 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CONVERGENTRISK INSURANCE AGENCY LLC | $0.0 | - | |
| CWFS - REDS LLC | $0.0 | - | |
| G FUNDS ASSET MANAGEMENT, LLC | $0.0 | - | |
| G2 OPPORTUNITY GP, LLC | $0.0 | - | |
| CW FINANCIAL SERVICES LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
17 active
| Name | Title |
|---|---|
| IANNARONE, DAVID, BRUCE | CHIEF EXECUTIVE OFFICER |
| AMELIA, HOFFMAN, THORNTON | SENIOR VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL |
| CUNNINGHAM, BRUCE, THOMAS | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER |
| ZHU, GUANGYU, NMN | SENIOR VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.3 | $0.0 | 0% | 5 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 5 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.0 | -5% | 5 | 0 | 0% |
| 2023-04-04 | $0.3 | $0.0 | -10% | 6 | -1 | -17% |
| 2022-04-01 | $0.3 | -$0.1 | -17% | 6 | -1 | -17% |
| 2021-04-05 | $0.3 | -$0.1 | -21% | 7 | -2 | -29% |
| 2020-04-01 | $0.4 | -$0.2 | -37% | 6 | -1 | -17% |
| 2019-04-01 | $0.7 | -$0.4 | -62% | 5 | 0 | 0% |
| 2018-04-02 | $1.1 | -$0.8 | -76% | 7 | -2 | -29% |
| 2017-04-01 | $2.0 | -$1.7 | -87% | 9 | -4 | -44% |
| 2016-04-01 | $3.6 | -$3.3 | -93% | 9 | -4 | -44% |
| 2015-04-01 | $4.5 | -$4.3 | -94% | 9 | -4 | -44% |
| 2014-04-01 | $6.0 | -$5.8 | -96% | 11 | -6 | -55% |
| 2013-04-01 | $9.3 | -$9.0 | -97% | 9 | -4 | -44% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| DC, DC-03/25/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV