AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.9 |
| Non-Discretionary | $0.1 |
| Total | $1.1 |
| Client | AUM |
|---|---|
| Retail | $1.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 47 | $0.0 |
| Average Individual AUM | $407,486 | |
| HNW | 123 | $1.0 |
| Average HNW AUM | $8,204,410 | |
| Retail Total | 170 | $1.0 |
| Average Retail AUM | $6,048,790 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.1 |
| Retail SMA AUM | $1.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 38% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 2% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 37% | $0.4 |
| Other Pools | 15% | $0.2 |
| Cash | 5% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CYPRESS LGC SPV LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRANDON RATZLAFF | DALLAS | TX | S66|2004-08-02 | CERTIFIED FINANCIAL PLANNER | |||||
| JAMES KULL | DALLAS | TX | S66|2003-08-21 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| JENNIFER COOK | DALLAS | TX | CERTIFIED FINANCIAL PLANNER | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $1.1 | $0.0 | 0% | 22 | 0 | 0% |
| 2025-04-21 | $1.1 | $0.0 | 0% | 22 | 0 | 0% |
| 2024-04-02 | $0.8 | $0.3 | 35% | 22 | 0 | 0% |
| 2023-04-04 | $0.6 | $0.5 | 74% | 21 | 1 | 5% |
| 2022-04-01 | $0.7 | $0.3 | 47% | 15 | 7 | 47% |
| 2021-04-05 | $0.6 | $0.4 | 70% | 15 | 7 | 47% |
| 2020-04-01 | $0.7 | $0.4 | 56% | 17 | 5 | 29% |
| 2019-04-01 | $0.6 | $0.5 | 81% | 17 | 5 | 29% |
| 2018-04-02 | $0.6 | $0.5 | 88% | 16 | 6 | 38% |
| 2017-04-01 | $0.6 | $0.5 | 91% | 11 | 11 | 100% |
| 2016-04-01 | $0.5 | $0.6 | 108% | 9 | 13 | 144% |
| 2015-04-01 | $0.5 | $0.6 | 117% | 7 | 15 | 214% |
| 2014-04-01 | $0.3 | $0.7 | 225% | 7 | 15 | 214% |
| 2013-04-01 | $0.2 | $0.9 | 495% | 4 | 18 | 450% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, CA-04/02/2014, LA-04/02/2014, NE-05/29/2025, TX-04/24/2007 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV