DAI WEALTH, LLC
Latest filing: Mar 28, 2025 (127 days ago)
AUM
$267,417,235
75% change vs. 1 year ago
156% change vs. 3 years ago
131% change vs. 5 years ago
156% change vs. 10 years ago
Employee Count
32
14% change vs. 1 year ago
129% change vs. 3 years ago
220% change vs. 5 years ago
433% change vs. 10 years ago
Main Office
ATLANTA, GA
2800 CENTURY PARKWAY NE, ATLANTA, GA, UNITED STATES, 30345
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 764 | $0.1 |
| Average Individual AUM | $101,794 | |
| HNW | 570 | $0.2 |
| Average HNW AUM | $299,916 | |
| Retail Total | 1,334 | $0.2 |
| Average Retail AUM | $186,449 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 42% | $0.1 |
| Equity Non-Exch | 15% | $0.0 |
| Govt Agency | 9% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 33% | $0.1 |
| Other | 0% | $0.0 |
| Total | 101% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| DAI SECURITIES, LLC | $0.0 | broker-dealer | 36673 |
| DAI AGENCY, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| MICHALETZ, JOSEPH, GERARD | PRESIDENT/CHIEF EXECUTIVE OFFICER, CO-TRUSTEE, CO-TRUSTEE |
| MICHALETZ, CHRISTINE, ELLEN | VP/SECRETARY/TREASURER, CO-TRUSTEE, CO-TRUSTEE |
| STRAUSS, ERNEST, GEORGE | CHIEF COMPLIANCE OFFICER |
| INGBER, MATTHEW, ALAN | CHIEF OPERATING OFFICER |
| COVINGTON, CRAIG, MICHAEL | MEMBER |
| O'TOOLE, MICHAEL, EDWARD | OWNER |
| BROWN, CANDACE | VP, COMPLIANCE OFFICER |
| MARTIN, JOHN, R | SVP, WEALTH MANAGEMENT |
ADVDB.CO • SOURCE: SEC
Representatives
18 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| AMY FOSBENNER | ATLANTA | GA | S66|2018-11-01 | ||||||
| JASON MULLINS | ATLANTA | GA | S63|2008-04-28|S65|2010-04-14 | ||||||
| JACK MICHALETZ | ATLANTA | GA | S66|2011-11-03 | ||||||
| CONNOR SEEDALL | ATLANTA | GA | S66|2016-06-17 | ||||||
| CANDACE BROWN | ATLANTA | GA | S66|2016-06-09 | ||||||
| JONATHAN CREIGHTON | ATLANTA | GA | S63|2009-09-03|S65|2012-10-05 | ||||||
| KATELYN MICHALETZ | ATLANTA | GA | S66|2023-07-03 | ||||||
| LESLIE PENKA | ATLANTA | GA | S63|2005-05-12|S66|2007-03-09 | ||||||
| CHRISTINE MICHALETZ | ATLANTA | GA | S66|2014-11-24 | ||||||
| JOSEPH MICHALETZ | ATLANTA | GA | S63|1985-03-18|S65|2003-09-02 | ||||||
| ROY PFLEGER | ATLANTA | GA | S63|2014-05-08|S65|2022-05-24 | ||||||
| ROBERT TANHOFF | ATLANTA | GA | S66|2016-04-22 | ||||||
| JOHN MARTIN | ATLANTA | GA | S63|2000-06-30 | CERTIFIED FINANCIAL PLANNER | |||||
| ISAAC ORTIZ | ATLANTA | GA | S63|2003-04-14|S65|2006-02-21 | CERTIFIED FINANCIAL PLANNER | |||||
| JOEY MILLER | ATLANTA | GA | S63|2013-06-04|S65|2014-10-24 | ||||||
| MICHAEL O'TOOLE | ATLANTA | GA | S66|2018-07-23 | ||||||
| NICOLE ROUBIK | ATLANTA | GA | S63|2012-10-16|S66|2014-10-20 | ||||||
| MARTIN O'SHAUGHNESSY | ATLANTA | GA | S65|2018-12-05|S63|2019-09-03 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.3 | $0.0 | 0% | 32 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 32 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.1 | 75% | 28 | 4 | 14% |
| 2023-04-04 | $0.1 | $0.2 | 148% | 23 | 9 | 39% |
| 2022-04-01 | $0.1 | $0.2 | 156% | 14 | 18 | 129% |
| 2021-04-05 | $0.1 | $0.2 | 147% | 13 | 19 | 146% |
| 2020-04-01 | $0.1 | $0.2 | 131% | 10 | 22 | 220% |
| 2019-04-01 | $0.1 | $0.1 | 120% | 10 | 22 | 220% |
| 2018-04-02 | $0.1 | $0.1 | 105% | 8 | 24 | 300% |
| 2017-04-01 | $0.1 | $0.2 | 140% | 8 | 24 | 300% |
| 2016-04-01 | $0.1 | $0.2 | 146% | 5 | 27 | 540% |
| 2015-04-01 | $0.1 | $0.2 | 156% | 6 | 26 | 433% |
| 2014-04-01 | $0.1 | $0.2 | 132% | 8 | 24 | 300% |
| 2013-04-01 | $0.1 | $0.2 | 179% | 6 | 26 | 433% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| GA, AK-11/29/2023, AL-01/05/2023, AR-03/25/2024, AZ-05/15/2019, CA-11/29/2023, CO-02/24/2006, CT-03/25/2024, DC-03/25/2024, DE-08/25/2020, FL-05/15/2019, GA-09/01/2021, IA-11/29/2023, ID-11/29/2023, IL-11/29/2023, IN-03/25/2024, KS-04/25/2018, KY-02/08/2023, LA-03/25/2024, MA-03/27/2020, MD-03/25/2024, ME-03/25/2024, MI-12/08/2022, MN-02/24/2006, MO-02/24/2006, MS-11/29/2023, MT-03/25/2024, NC-03/29/2023, ND-03/25/2024, NE-03/25/2024, NH-03/27/2020, NJ-03/25/2024, NM-12/08/2022, NV-02/24/2006, NY-09/01/2021, OH-12/05/2023, OK-12/08/2022, OR-11/29/2023, PA-01/03/2024, RI-03/25/2024, SC-11/29/2023, SD-03/25/2024, TN-12/13/2023, TX-08/01/2014, UT-12/08/2022, VA-01/05/2023, VI-12/08/2022, VT-03/25/2024, WA-12/08/2022, WI-11/29/2023, WV-03/25/2024, WY-12/08/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV