DCM ADVISORS, LLC
Latest filing: Mar 31, 2025 (95 days ago)
AUM
$220,149,441
-37% change vs. 1 year ago
-46% change vs. 3 years ago
65% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
12
-8% change vs. 1 year ago
-14% change vs. 3 years ago
20% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NEW YORK, NY
33 WHITEHALL STREET, NEW YORK, NY, UNITED STATES, 10004
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.1 |
| Institutional | $0.1 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 42 | $0.0 |
| Average Individual AUM | $233,105 | |
| HNW | 7 | $0.0 |
| Average HNW AUM | $1,911,277 | |
| Retail Total | 49 | $0.0 |
| Average Retail AUM | $472,844 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIRST HAWAIIAN BANK | HONOLULU-HI-USA | $0.0 |
| US BANK | WASHINGTON-DC-USA | $0.0 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.0 |
| FIDUCIARY TRUST INTERNATIONAL OF THE SOUTH | CORAL GABLES-FL-USA | $0.0 |
| FIDELITY INSTITUTIONAL | BOSTON-MA-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 83% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 12% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| LISANTI CAPITAL GROWTH LLC | $0.4 | 130023 | |
| DINOSAUR MERCHANT BANK, LTD. | $0.0 | broker-dealer | - |
| DINOSAUR FINANCIAL GROUP, L.L.C | $0.0 | broker-dealer | 104446 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| STEVEN ROSEMAN | NEW YORK | NY | S63|2002-07-01|S65|2005-03-25|S66|2018-07-27 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.2 | $0.0 | 0% | 12 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 12 | 0 | 0% |
| 2024-04-02 | $0.3 | -$0.1 | -37% | 13 | -1 | -8% |
| 2023-04-04 | $0.3 | -$0.1 | -19% | 15 | -3 | -20% |
| 2022-04-01 | $0.4 | -$0.2 | -46% | 14 | -2 | -14% |
| 2021-04-05 | $0.3 | $0.0 | -14% | 10 | 2 | 20% |
| 2020-04-01 | $0.1 | $0.1 | 65% | 10 | 2 | 20% |
| 2019-04-01 | $0.1 | $0.1 | 77% | 14 | -2 | -14% |
| 2018-04-02 | $0.1 | $0.1 | 56% | 14 | -2 | -14% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, CA-01/25/2023, FL-12/14/2017, NJ-01/25/2023, NY-01/25/2023, TX-03/29/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV