AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.8 |
| Non-Discretionary | $0.0 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.8 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 49 | $0.0 |
| Average Individual AUM | $284,495 | |
| HNW | 137 | $0.8 |
| Average HNW AUM | $5,715,794 | |
| Retail Total | 186 | $0.8 |
| Average Retail AUM | $4,284,968 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.4 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.8 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 34% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 8% | $0.1 |
| Municipal | 6% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 41% | $0.3 |
| Other Pools | 3% | $0.0 |
| Cash | 7% | $0.1 |
| Other | 1% | $0.0 |
| Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| DELAP LLP | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JARED SIEGEL | LAKE OSWEGO | OR | S66|2008-03-13|S65|2015-12-09 | ||||||
| LINCOLN BACH | LAKE OSWEGO | OR | CERTIFIED FINANCIAL PLANNER | ||||||
| ELIZABETH ROACH | LAKE OSWEGO | OR | S65|2023-09-24 | ||||||
| DAVID DELAP | LAKE OSWEGO | OR | S65|2016-08-04 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.8 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $0.8 | $0.0 | 0% | 7 | 2 | 29% |
| 2024-04-02 | $0.5 | $0.3 | 50% | 6 | 3 | 50% |
| 2023-04-04 | $0.3 | $0.5 | 158% | 5 | 4 | 80% |
| 2022-04-01 | $0.3 | $0.6 | 224% | 4 | 5 | 125% |
| 2021-04-05 | $0.1 | $0.7 | 483% | 4 | 5 | 125% |
| 2020-04-01 | $0.1 | $0.7 | 700% | 5 | 4 | 80% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| OR, CA-03/22/2024, ID-01/03/2025, NH-01/03/2025, OR-03/24/2020, TX-03/24/2020, UT-04/25/2025, WA-07/24/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV