AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 392 | $0.1 |
| Average Individual AUM | $360,924 | |
| HNW | 7 | $0.0 |
| Average HNW AUM | $2,370,196 | |
| Retail Total | 399 | $0.2 |
| Average Retail AUM | $396,174 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 7% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 82% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 9% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| JEFFREY SEXTON | $0.0 | - | |
| JEFFREY SEXTON | $0.0 | - | |
| JEFFREY SEXTON | $0.0 | law firm | - |
| JEFFREY SEXTON | $0.0 | - | |
| JEFFREY SEXTON | $0.0 | - | |
| JEFFREY SEXTON | $0.0 | - | |
| JEFFREY SEXTON | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JEFFREY SEXTON | SHERIDAN | WY | S66|1997-12-22|S63|2015-12-23|S65|2024-01-29 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.2 | $0.0 | 0% | 7 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 7 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 1 | 6 | 600% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| WY, FL-07/03/2024, IN-07/03/2024, KY-03/04/2024, LA-07/03/2024, MD-07/03/2024, NC-07/03/2024, OH-07/03/2024, TX-07/03/2024, VA-07/03/2024, WI-07/03/2024, WY-03/04/2024 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV