DG CAPITAL MANAGEMENT, LLC
Latest filing: Mar 28, 2025 (96 days ago)
AUM
$489,377,419
2% change vs. 1 year ago
-24% change vs. 3 years ago
56% change vs. 5 years ago
48% change vs. 10 years ago
Employee Count
10
0% change vs. 1 year ago
-9% change vs. 3 years ago
11% change vs. 5 years ago
11% change vs. 10 years ago
Main Office
NEW YORK, NY
460 PARK AVENUE, NEW YORK, NY, UNITED STATES, 10022
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.0 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.5 |
| Institutional | $0.0 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| JEFFERIES LLC | NEW YORK-NY-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 42% | $0.0 |
| Equity Non-Exch | 15% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 23% | $0.0 |
| Derivatives | 2% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 4% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 12% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| DG CAPITAL PARTNERS II, LLC | $0.0 | - | |
| DG CAPITAL PARTNERS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.5 | $0.0 | 0% | 10 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 10 | 0 | 0% |
| 2024-04-02 | $0.5 | $0.0 | 2% | 10 | 0 | 0% |
| 2023-04-04 | $0.4 | $0.1 | 23% | 10 | 0 | 0% |
| 2022-04-01 | $0.6 | -$0.2 | -24% | 11 | -1 | -9% |
| 2021-04-05 | $0.4 | $0.1 | 35% | 9 | 1 | 11% |
| 2020-04-01 | $0.3 | $0.2 | 56% | 9 | 1 | 11% |
| 2019-04-01 | $0.3 | $0.2 | 54% | 8 | 2 | 25% |
| 2018-04-02 | $0.3 | $0.2 | 70% | 8 | 2 | 25% |
| 2017-04-01 | $0.2 | $0.3 | 113% | 7 | 3 | 43% |
| 2016-04-01 | $0.3 | $0.2 | 95% | 8 | 2 | 25% |
| 2015-04-01 | $0.3 | $0.2 | 48% | 9 | 1 | 11% |
| 2014-04-01 | $0.3 | $0.2 | 70% | 7 | 3 | 43% |
| 2013-04-01 | $0.2 | $0.3 | 138% | 6 | 4 | 67% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, FL-03/28/2023, NY-03/29/2022, PR-03/29/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV