DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
Latest filing: Mar 28, 2025 (70 days ago)
AUM
$2,163,085,456
112% change vs. 1 year ago
323% change vs. 3 years ago
1486% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
24
60% change vs. 1 year ago
140% change vs. 3 years ago
200% change vs. 5 years ago
140% change vs. 10 years ago
Main Office
MEMPHIS, TN
5350 POPLAR AVENUE, MEMPHIS, TN, UNITED STATES, 38119
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.0 |
| Non-Discretionary | $0.1 |
| Total | $2.2 |
| Client | AUM |
|---|---|
| Retail | $0.6 |
| Pooled | $0.0 |
| Institutional | $1.6 |
| Total | $2.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,390 | $0.2 |
| Average Individual AUM | $164,062 | |
| HNW | 337 | $0.4 |
| Average HNW AUM | $1,053,189 | |
| Retail Total | 1,727 | $0.6 |
| Average Retail AUM | $337,563 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $1.0 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.2 |
| Retail SMA AUM | $0.6 |
| Institutional SMA AUM | $1.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 16% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 8% | $0.2 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 1% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 59% | $1.3 |
| Other Pools | 0% | $0.0 |
| Cash | 15% | $0.3 |
| Other | 0% | $0.0 |
| Total | 100% | $2.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. | $0.0 | broker-dealer | 6950 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
6 active
| Name | Title |
|---|---|
| WILLIAMS, DUNCAN, FRANKLIN | MEMBER; CHAIRMAN OF BOARD OF MANAGERS |
| BURNETT, PATRICK, THOMPSON | MEMBER OF BOARD OF MANAGERS |
| SCULLY, DAVID, NICHOLAS | MANAGER; PRESIDENT |
| REID, FRANKLIN, FARLEY | MEMBER OF BOARD OF MANAGERS |
| GOFORTH, SONIA, ANN | CHIEF COMPLIANCE OFFICER |
| GOWEN, KYLE, HAMMETT | CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
9 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JACKSON GREER | MEMPHIS | TN | S65|2023-12-01 | ||||||
| PATRICK O'CONNOR | MEMPHIS | TN | S66|2014-04-25 | CERTIFIED FINANCIAL PLANNER | |||||
| JAMES CHANEY | MEMPHIS | TN | S65|2024-04-11 | ||||||
| KYLE GOWEN | MEMPHIS | TN | S66|2013-06-07 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| PEYTON WADE | MEMPHIS | TN | S63|2018-05-04|S65|2019-08-27 | CERTIFIED FINANCIAL PLANNER | |||||
| WILLIAM HENSLEY | MEMPHIS | TN | S63|2008-04-24|S65|2016-01-08 | ||||||
| EDWIN BENNETT | MEMPHIS | TN | S65|2023-03-10 | ||||||
| DAVID SCULLY | MEMPHIS | TN | S66|2007-08-27 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| ROBERT ATKINS | MEMPHIS | TN | S66|2012-10-30 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $2.2 | $0.0 | 0% | 24 | 0 | 0% |
| 2025-04-21 | $2.2 | $0.0 | 0% | 24 | 0 | 0% |
| 2024-04-02 | $1.0 | $1.1 | 112% | 15 | 9 | 60% |
| 2023-04-04 | $0.6 | $1.5 | 242% | 11 | 13 | 118% |
| 2022-04-01 | $0.5 | $1.7 | 323% | 10 | 14 | 140% |
| 2021-04-05 | $0.4 | $1.8 | 428% | 10 | 14 | 140% |
| 2020-04-01 | $0.1 | $2.0 | 1486% | 8 | 16 | 200% |
| 2019-04-01 | $0.1 | $2.1 | 1984% | 8 | 16 | 200% |
| 2018-04-02 | $0.2 | $2.0 | 988% | 8 | 16 | 200% |
| 2017-04-01 | $0.1 | $2.0 | 1372% | 9 | 15 | 167% |
| 2016-04-01 | $0.1 | $2.0 | 1563% | 10 | 14 | 140% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 10 | 14 | 140% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TN, AL-03/09/2015, AR-03/09/2015, AZ-08/10/2020, CA-03/19/2015, CO-03/01/2021, CT-03/14/2023, FL-03/09/2015, GA-03/09/2015, IL-02/18/2020, LA-03/09/2015, MA-10/10/2019, MD-10/25/2022, MI-03/14/2023, MO-07/31/2019, MS-03/09/2015, NC-03/09/2015, ND-03/29/2018, NM-06/28/2016, NY-03/14/2023, OH-03/09/2015, OR-03/14/2023, PA-06/16/2015, SC-02/20/2020, TN-03/09/2015, TX-03/09/2015, VA-07/08/2020, WA-10/27/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV