AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.0 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 769 | $0.2 |
| Average Individual AUM | $307,704 | |
| HNW | 128 | $0.2 |
| Average HNW AUM | $1,858,091 | |
| Retail Total | 897 | $0.5 |
| Average Retail AUM | $528,941 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 25% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 75% | $0.4 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JODY CORWIN | CEDAR FALLS | IA | S63|2000-01-21|S65|2006-01-26 | ||||||
| CALEB SCHMIDT | CEDAR FALLS | IA | S66|2012-12-10 | ||||||
| LUKE MERFELD | CEDAR FALLS | IA | S65|2022-06-04 | ||||||
| DARREN YODER | CEDAR FALLS | IA | S66|2003-12-19 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.5 | $0.0 | 0% | 4 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.1 | 14% | 4 | 0 | 0% |
| 2023-04-04 | $0.4 | $0.1 | 32% | 6 | -2 | -33% |
| 2022-04-01 | $0.4 | $0.1 | 26% | 6 | -2 | -33% |
| 2021-04-05 | $0.3 | $0.1 | 43% | 6 | -2 | -33% |
| 2020-04-01 | $0.3 | $0.2 | 78% | 3 | 1 | 33% |
| 2019-04-01 | $0.2 | $0.2 | 106% | 3 | 1 | 33% |
| 2018-04-02 | $0.3 | $0.2 | 81% | 5 | -1 | -20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| IA, CA-02/07/2022, FL-02/21/2020, GA-02/09/2023, IA-08/25/2017, IL-02/19/2019, KS-10/13/2017, LA-02/01/2021, MN-10/13/2017, MO-10/13/2017, NE-12/03/2024, TN-01/23/2025, TX-08/25/2017, WI-02/21/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV