AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.1 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 370 | $0.1 |
| Average Individual AUM | $221,078 | |
| HNW | 3 | $0.0 |
| Average HNW AUM | $1,733,333 | |
| Retail Total | 373 | $0.1 |
| Average Retail AUM | $233,241 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOHN LOPEZ | FRISCO | TX | S63|2001-11-08|S65|2016-01-20 | ||||||
| DAVID DELEKTA | FRISCO | TX | S63|2008-06-12|S65|2008-04-29 | CHARTERED FINANCIAL CONSULTANT | |||||
| DAVID MILLER | FRISCO | TX | S63|2000-02-25 | CHARTERED FINANCIAL CONSULTANT | |||||
| SCOTT GOODMAN | FRISCO | TX | S63|2000-03-22|S65|2015-04-20 | ||||||
| MATTHEW ZAJAC | FRISCO | TX | S63|1993-02-16|S65|2015-12-21 | ||||||
| THOMAS VENDRYES | FRISCO | TX | S66|2007-11-18|S65|2015-05-22 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| AZ-06/16/2015, FL-05/21/2014, GA-10/16/2014, IL-04/01/2015, IN-04/16/2021, LA-10/06/2014, MI-06/11/2014, MN-11/02/2015, MO-12/03/2014, NC-01/17/2014, NM-06/05/2017, OH-03/03/2014, OK-04/23/2014, OR-02/10/2014, PA-03/13/2014, TX-09/16/2013, WI-02/19/2015 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV