ELLSWORTH ADVISORS, LLC
Latest filing: Feb 28, 2025 (65 days ago)
AUM
$1,185,403,327
30% change vs. 1 year ago
67% change vs. 3 years ago
207% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
16
23% change vs. 1 year ago
33% change vs. 3 years ago
45% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
HUDSON, OH
1764 GEORGETOWN ROAD, HUDSON, OH, UNITED STATES, 44236
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.2 |
| Non-Discretionary | $0.0 |
| Total | $1.2 |
| Client | AUM |
|---|---|
| Retail | $1.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 573 | $0.7 |
| Average Individual AUM | $1,185,769 | |
| HNW | 177 | $0.5 |
| Average HNW AUM | $2,756,726 | |
| Retail Total | 750 | $1.2 |
| Average Retail AUM | $1,556,515 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | ORLANDO-FL-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.2 |
| Retail SMA AUM | $1.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 44% | $0.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 12% | $0.1 |
| Municipal | 20% | $0.2 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 10% | $0.1 |
| Other Pools | 2% | $0.0 |
| Cash | 11% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CAMERON SHEILDS MIELE | $0.0 | - | |
| MATTHEW JOHN KAULIG | $0.0 | - | |
| GEORGETOWN INVESTMENT MANAGER. LLC | $0.0 | - | |
| GEORGETOWN INVESTMENT MANAGER. LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
7 active
| Name | Title |
|---|---|
| KAULIG, MATTHEW, JOHN | MEMBER |
| KUENNEN, KELLY, MICHAEL | PRESIDENT |
| SCHWAB, MICHELLE, MARIE | CHIEF COMPLIANCE OFFICER |
| MIELE, CAMERON, SHIELDS | MANAGING DIRECTOR |
| CLEPPER, TIMOTHY, BANKS | MANAGING PARTNER |
| MARTIN, PAUL, A | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
12 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL SCHINDLER | HUDSON | OH | S66|2010-10-01 | ||||||
| MICHELLE SCHWAB | HUDSON | OH | S63|2000-12-20|S65|2001-04-27 | ||||||
| DAVID JAKUBOWSKI | HUDSON | OH | S63|1996-08-07|S65|2012-12-11 | ||||||
| PATRICK JUSTICE | HUDSON | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| TIMOTHY CLEPPER | HUDSON | OH | S63|1997-11-26|S65|1997-12-05 | ||||||
| KELLY KUENNEN | HUDSON | OH | S63|1994-07-21|S65|2007-02-07 | CERTIFIED FINANCIAL PLANNER | |||||
| CAMERON MIELE | HUDSON | OH | S65|2018-04-27 | ||||||
| KELLY ORRIS | HUDSON | OH | S65|2020-08-29 | ||||||
| JOHN DUGAN | HUDSON | OH | S63|2015-02-10|S66|2019-10-31 | ||||||
| CHRISTOPHER AMEEN | HUDSON | OH | S65|2019-11-11 | ||||||
| BRETT BASKIN | HUDSON | OH | S66|2015-09-24 | CERTIFIED FINANCIAL PLANNER | |||||
| CHRISTOPHER PRADO | HUDSON | OH | S63|1998-07-31|S66|2005-02-25 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $1.2 | $0.0 | 0% | 16 | 0 | 0% |
| 2024-04-02 | $0.9 | $0.3 | 30% | 13 | 3 | 23% |
| 2023-04-04 | $0.8 | $0.4 | 53% | 13 | 3 | 23% |
| 2022-04-01 | $0.7 | $0.5 | 67% | 12 | 4 | 33% |
| 2021-04-05 | $0.6 | $0.6 | 111% | 12 | 4 | 33% |
| 2020-04-01 | $0.4 | $0.8 | 207% | 11 | 5 | 45% |
| 2019-04-01 | $0.3 | $0.9 | 368% | 9 | 7 | 78% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| OH, AL-10/11/2024, AZ-11/15/2022, CA-05/31/2023, CO-08/05/2024, FL-01/25/2019, GA-09/20/2024, IN-11/15/2022, MA-03/23/2022, MI-10/11/2024, NC-03/26/2021, NY-03/07/2024, OH-07/19/2018, PA-02/06/2019, SC-04/24/2023, TX-12/10/2018, VA-12/10/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV