AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 311 | $0.1 |
| Average Individual AUM | $321,666 | |
| HNW | 70 | $0.1 |
| Average HNW AUM | $1,469,361 | |
| Retail Total | 381 | $0.2 |
| Average Retail AUM | $532,528 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB | WESTLAKE-TX-USA | $0.2 |
| ASSETMARK | LYNCHBURG-VA-USA | $0.0 |
| SEI | COLLEGEVILLE-PA-USA | $0.0 |
| ORION PORTFOLIO SERVICES | OMAHA-NE-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 22% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 8% | $0.0 |
| Municipal | 2% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 66% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CHARLES HANNY | WILLIAMSVILLE | NY | S63|1997-12-16|S66|2010-03-24 | CERTIFIED FINANCIAL PLANNER | |||||
| NICHOLAS EFTHEMIS | WILLIAMSVILLE | NY | S63|1996-11-18 | CERTIFIED FINANCIAL PLANNER | |||||
| ANDREW KIEFER | WILLIAMSVILLE | NY | S66|2015-07-16 | ||||||
| JEREMY WAGNER | WILLIAMSVILLE | NY | S66|2021-09-10 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.2 | $0.0 | 0% | 5 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 5 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | 19% | 6 | -1 | -17% |
| 2023-04-04 | $0.1 | $0.1 | 42% | 5 | 0 | 0% |
| 2022-04-01 | $0.1 | $0.1 | 51% | 4 | 1 | 25% |
| 2021-04-05 | $0.1 | $0.1 | 88% | 4 | 1 | 25% |
| 2020-04-01 | $0.1 | $0.1 | 109% | 4 | 1 | 25% |
| 2019-04-01 | $0.1 | $0.1 | 180% | 4 | 1 | 25% |
| 2018-04-02 | $0.1 | $0.1 | 188% | 3 | 2 | 67% |
| 2017-04-01 | $0.1 | $0.1 | 264% | 3 | 2 | 67% |
| 2016-04-01 | $0.0 | $0.2 | 314% | 1 | 4 | 400% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CA-05/16/2022, FL-07/22/2019, NY-11/16/2015 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV