AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
19 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DANIEL RAMAROSON | NEW YORK` | NY | S66|2023-07-01 | ||||||
| KENNETH LAFRENIERE | NEW YORK` | NY | S63|2010-05-06|S65|2023-06-21 | ||||||
| RICHARD DEROSE | NEW YORK` | NY | S63|2010-11-29 | CHARTERED FINANCIAL ANALYST | |||||
| LONGYING ZHAO | NEW YORK` | NY | S63|2007-11-16 | CHARTERED FINANCIAL ANALYST | |||||
| BRENDAN HALEY | NEW YORK` | NY | S63|1993-10-22|S66|2001-11-03|S65|2023-07-24 | ||||||
| JACOB GORELICK | NEW YORK` | NY | S63|2022-09-09|S65|2023-06-15 | ||||||
| MICHAEL GOLDSTEIN | NEW YORK` | NY | S63|1987-07-15|S65|2023-07-05 | ||||||
| JOHN GAVIN | NEW YORK` | NY | S63|2011-11-21|S65|2023-06-28 | ||||||
| KRISTEN EHINGER | NEW YORK` | NY | S66|2009-04-13|S65|2023-08-09 | ||||||
| AIMO BERG | NEW YORK` | NY | S63|2012-04-04|S65|2023-06-27 | ||||||
| WESLEY SAPP | NEW YORK` | NY | S63|2008-11-03|S65|2023-06-15 | ||||||
| ROCHESTER CAHAN | NEW YORK` | NY | S63|2009-01-15 | CHARTERED FINANCIAL ANALYST | |||||
| JOHN CUNNINGHAM | NEW YORK` | NY | S63|1993-11-02|S65|2023-06-06 | ||||||
| YI LIU | NEW YORK` | NY | S63|2012-02-11 | CHARTERED FINANCIAL ANALYST | |||||
| YU BAI | NEW YORK` | NY | S63|2017-04-07 | CHARTERED FINANCIAL ANALYST | |||||
| SUNGSOO YANG | NEW YORK` | NY | S63|2005-08-23 | CHARTERED FINANCIAL ANALYST | |||||
| LAURA ASKER | NEW YORK` | NY | S63|2022-09-23|S65|2023-06-27 | ||||||
| DENIS HURLEY | NEW YORK` | NY | S63|2003-05-22|S65|2023-06-27 | ||||||
| NICOLE PRICE | NEW YORK` | NY | S63|2001-10-11|S65|2023-06-06 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY-08/23/2023 |
| ADVISER ACTIVITIES |
| OTHER ACTIVITIES |
|
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV