FCI ADVISORS
Latest filing: Mar 26, 2025 (112 days ago)
AUM
$17,027,361,837
13% change vs. 1 year ago
18% change vs. 3 years ago
73% change vs. 5 years ago
169% change vs. 10 years ago
Employee Count
70
3% change vs. 1 year ago
15% change vs. 3 years ago
15% change vs. 5 years ago
19% change vs. 10 years ago
Main Office
OVERLAND PARK, KS
5901 COLLEGE BOULEVARD, OVERLAND PARK, KS, UNITED STATES, 66211
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $15.7 |
| Non-Discretionary | $1.3 |
| Total | $17.0 |
| Client | AUM |
|---|---|
| Retail | $7.3 |
| Pooled | $0.1 |
| Institutional | $9.6 |
| Total | $17.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 3,489 | $1.1 |
| Average Individual AUM | $314,419 | |
| HNW | 1,413 | $6.2 |
| Average HNW AUM | $4,380,283 | |
| Retail Total | 4,902 | $7.3 |
| Average Retail AUM | $1,486,403 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| MIDWEST TRUST COMPANY | OVERLAND PARK-KS-USA | $7.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $16.9 |
| Retail SMA AUM | $7.3 |
| Institutional SMA AUM | $9.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 35% | $5.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 7% | $1.2 |
| Municipal | 6% | $1.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 13% | $2.2 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 31% | $5.2 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $1.2 |
| Other | 1% | $0.2 |
| Total | 100% | $16.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MIDWEST TRUST COMPANY | $0.0 | trust company | - |
| MAINSTAR TRUST | $0.0 | trust company | - |
| MIDWEST SPECIALIZED INSURANCE | $0.0 | - | |
| MIDWEST INSTITUTIONAL TRUST COMPANY | $0.0 | trust company | - |
| BENEFIT TRUST COMPANY | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
31 active
| Name | Title |
|---|---|
| HUNTER, ROBERT, TYLER | DIRECTOR, VICE CHAIRMAN |
| ALLISON, MARK, STERLING | DIRECTOR, EXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER |
| COURTNEY, WILLIAM, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER-SELECT GROWTH |
| GREIG, PETER, GORDON | DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER- FIXED INCOME |
| BERGMAN, BRADLEY, ANTHONY | DIRECTOR, CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD |
| BERKLEY, STUART, CARLTON | DIRECTOR, SENIOR VICE PRESIDENT,CHIEF WEALTH STRATEGIST |
| PEROTT, BRIAN, EUGENE | DIRECTOR, SENIOR VICE PRESIDENT, MANAGING DIRECTOR, ASSISTANT SECRETARY |
| SCHAFF, VAL, FREDERICK | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER, ASSISTANT SECRETARY |
| HAGEMANN, ALFRED, CARL | DIRECTOR |
| CLOUD, GARY, BRUCE | DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER-FIXED INCOME |
| SCHAFF, AMY, LYN | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, SECRETARY, ASST. TREASURER |
| KOEHLER, WILLIAM, EDWARD | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER |
| PERRY, STACEY, DEAN | DIRECTOR |
| MUTHER, ANDREW, RICHARD | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER |
| MONTGOMERY, MATTHEW, LINK | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER |
| HILL, BENJAMIN, VINCENT | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER |
| SCHUMANN, DENNIS, PATRICK | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER |
| JOHNSON, TIMOTHY, ANDREW | CFO |
| PATTERSON, KRISTIN, KNIGHT | DIRECTOR, SENIOR VICE PRESIDENT, HEAD OF INVESTMENT MANAGER RESEARCH, PORTFOLIO MANAGER |
| SOLLARS, SCOTT, PRESTON | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER |
| OTTO, JEFFREY, BRENDON | DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, SELECT GROWTH |
| WEST, EMILY, PAGE | DIRECTOR, VICE PRESIDENT, DIRECTOR OF WEALTH PLANNING, PORTFOLIO MANAGER |
| LAROSE, TODD, ALLEN | DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER |
| UNTERHALTER, BRYAN, ANTHONY | DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER |
| CLUNE, UTE, DALEY | DIRECTOR, MANAGING DIRECTOR |
| CALLEGARI, JOHN, DAVID | DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER |
| YOST, DAVID, BRENT | DIRECTOR |
| MORRISON, ROBERT, EUGENE | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
44 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CRAIG ROCKEY | OVERLAND PARK | KS | S63|2013-07-15|S65|2018-12-31 | ||||||
| BENJAMIN HILL | OVERLAND PARK | KS | S66|2002-01-30 | CHARTERED FINANCIAL ANALYST | |||||
| DAVID GIES | OVERLAND PARK | KS | S66|2010-01-19 | ||||||
| SCOTT SOLLARS | OVERLAND PARK | KS | CERTIFIED FINANCIAL PLANNER | ||||||
| JAMES BRAUNSDORF | OVERLAND PARK | KS | S65|2012-04-12 | CHARTERED FINANCIAL ANALYST | |||||
| TIMOTHY STURDY | OVERLAND PARK | KS | S65|2011-04-04 | CHARTERED FINANCIAL ANALYST | |||||
| JONATHAN LEWIS | OVERLAND PARK | KS | S65|2009-07-01|S63|2016-01-15 | ||||||
| JEFFREY REAM | OVERLAND PARK | KS | S63|1994-11-23|S65|1994-12-06 | CERTIFIED FINANCIAL PLANNER | |||||
| STEPHEN LAWLER | OVERLAND PARK | KS | S65|2014-06-18 | ||||||
| ANDREW MUTHER | OVERLAND PARK | KS | S63|1998-05-01|S65|2006-06-12 | ||||||
| ANTHONY RUTLEDGE | OVERLAND PARK | KS | S65|2017-03-30 | ||||||
| MELISSA KRONICK | OVERLAND PARK | KS | S65|2018-04-09 | ||||||
| BRYAN GRUSTAS | OVERLAND PARK | KS | S65|2010-03-24|S66|2004-04-08 | ||||||
| JEFFREY WHITE | OVERLAND PARK | KS | S63|2001-10-25|S65|2011-10-20 | ||||||
| TODD LAROSE | OVERLAND PARK | KS | S65|2009-01-22 | ||||||
| JENNA ROSE | OVERLAND PARK | KS | S65|2007-07-30 | CHARTERED FINANCIAL ANALYST | |||||
| WILLIAM KOEHLER | OVERLAND PARK | KS | CHARTERED FINANCIAL ANALYST | ||||||
| BRADLEY BERGMAN | OVERLAND PARK | KS | S65|2001-03-06 | ||||||
| VAL SCHAFF | OVERLAND PARK | KS | CHARTERED FINANCIAL ANALYST | ||||||
| GREGORY FRANCOEUR | OVERLAND PARK | KS | S65|2018-11-20 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $17.0 | $0.0 | 0% | 70 | 0 | 0% |
| 2025-04-21 | $17.0 | $0.0 | 0% | 70 | 0 | 0% |
| 2024-04-02 | $15.1 | $1.9 | 13% | 68 | 2 | 3% |
| 2023-04-04 | $12.8 | $4.2 | 33% | 67 | 3 | 4% |
| 2022-04-01 | $14.5 | $2.6 | 18% | 61 | 9 | 15% |
| 2021-04-05 | $12.4 | $4.6 | 37% | 65 | 5 | 8% |
| 2020-04-01 | $9.9 | $7.2 | 73% | 61 | 9 | 15% |
| 2019-04-01 | $8.6 | $8.4 | 98% | 63 | 7 | 11% |
| 2018-04-02 | $8.2 | $8.9 | 109% | 59 | 11 | 19% |
| 2017-04-01 | $7.2 | $9.8 | 136% | 60 | 10 | 17% |
| 2016-04-01 | $6.3 | $10.7 | 171% | 58 | 12 | 21% |
| 2015-04-01 | $6.3 | $10.7 | 169% | 59 | 11 | 19% |
| 2014-04-01 | $5.4 | $11.6 | 213% | 55 | 15 | 27% |
| 2013-04-01 | $4.9 | $12.1 | 247% | 52 | 18 | 35% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| KS, AK-12/01/1995, AL-07/31/1996, AR-08/07/1997, AZ-04/10/1996, CA-10/10/1996, CO-02/20/2001, CT-09/18/1997, DC-01/01/1998, DE-11/27/1995, FL-03/02/1995, GA-01/25/1995, HI-03/19/1998, IA-01/01/1999, ID-11/07/1995, IL-01/31/1995, IN-02/13/2001, KS-09/02/1997, KY-12/07/2000, LA-10/05/2001, MA-04/25/2005, MD-11/27/1995, ME-01/01/1998, MI-12/01/1997, MN-02/28/1996, MO-01/30/1995, MS-09/02/1997, MT-04/01/1996, NC-02/09/2001, ND-04/15/2005, NE-11/29/2000, NH-10/11/1995, NJ-05/11/2005, NM-01/16/1996, NV-12/31/1995, NY-09/21/1995, OH-06/13/2000, OK-01/01/1998, OR-04/15/2005, PA-01/01/1998, PR-01/26/1996, RI-11/01/1993, SC-01/15/1996, SD-10/26/1995, TN-08/13/1996, TX-02/23/1996, UT-11/03/1995, VA-09/12/1995, VT-01/01/1996, WA-01/04/1996, WI-01/10/1996, WV-01/17/1996, WY-02/08/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION NEWSLETTERS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV