AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $3.9 |
| Non-Discretionary | $1.3 |
| Total | $5.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $5.2 |
| Total | $5.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $5.2 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $5.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 100% | $5.2 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $5.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NFP RETIREMENT INC. | $118.0 | 121254 | |
| NFP PROPERTY & CASUALTY SERVICES, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
16 active
| Name | Title |
|---|---|
| SCHNEIDER, BRETT, RONALD | DIRECTOR |
| MOO, VERONICA, EI CHUN | DIRECTOR |
| O'MALLEY, EDWARD, GEORGE | DIRECTOR |
| YU, BRIAN, J | CHIEF COMPLIANCE OFFICER |
| SHAPIRO, JOEL, BARRY | PRESIDENT |
| DOWLING, HANNAH | ASSISTANT VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $5.2 | $0.0 | 0% | 4 | 0 | 0% |
| 2025-04-21 | $5.2 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $3.3 | $1.9 | 57% | 4 | 0 | 0% |
| 2023-04-04 | $2.8 | $2.4 | 87% | 8 | -4 | -50% |
| 2022-04-01 | $3.9 | $1.3 | 34% | 8 | -4 | -50% |
| 2021-04-05 | $3.4 | $1.8 | 53% | 8 | -4 | -50% |
| 2020-04-01 | $3.5 | $1.7 | 49% | 12 | -8 | -67% |
| 2019-04-01 | $3.5 | $1.7 | 49% | 12 | -8 | -67% |
| 2018-04-02 | $2.5 | $2.7 | 109% | 12 | -8 | -67% |
| 2017-04-01 | $1.2 | $4.0 | 341% | 12 | -8 | -67% |
| 2016-04-01 | $0.3 | $4.9 | 1689% | 9 | -5 | -56% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 8 | -4 | -50% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 7 | -3 | -43% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 7 | -3 | -43% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| FL, FL-04/07/2011 |
| ADVISER ACTIVITIES |
|
PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV