FIFTH THIRD WEALTH ADVISORS LLC
Latest filing: Mar 28, 2025 (115 days ago)
AUM
$6,079,418,273
963% change vs. 1 year ago
10000% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
62
32% change vs. 1 year ago
589% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
CINCINNATI, OH
38 FOUNTAIN SQUARE PLAZA, CINCINNATI, OH, UNITED STATES, 45263
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $6.1 |
| Non-Discretionary | $0.0 |
| Total | $6.1 |
| Client | AUM |
|---|---|
| Retail | $2.3 |
| Pooled | $0.0 |
| Institutional | $3.8 |
| Total | $6.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 863 | $0.3 |
| Average Individual AUM | $315,029 | |
| HNW | 396 | $2.0 |
| Average HNW AUM | $5,049,841 | |
| Retail Total | 1,259 | $2.3 |
| Average Retail AUM | $1,804,294 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | BOSTON-MA-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $6.1 |
| Retail SMA AUM | $2.3 |
| Institutional SMA AUM | $3.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 67% | $4.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $0.2 |
| Municipal | 8% | $0.5 |
| Sovereign | 0% | $0.0 |
| IG Credit | 5% | $0.3 |
| HY Credit | 0% | $0.0 |
| Derivatives | 1% | $0.1 |
| Investment Companies | 10% | $0.6 |
| Other Pools | 1% | $0.1 |
| Cash | 6% | $0.4 |
| Other | 0% | $0.0 |
| Total | 102% | $6.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | $9.1 | broker-dealer, municipal advisor | 628 |
| FRANKLIN STREET ADVISORS, INC. | $3.9 | 106275 | |
| FIFTH THIRD INSURANCE AGENCY, INC. | $0.0 | - | |
| FRANKLIN STREET TRUST COMPANY | $0.0 | trust company | - |
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| HOUSMAN, ERIC, BENJAMIN | PRESIDENT/MANAGING MEMBER |
| REYNOLDS, JONATHAN, WILLIAM | SENIOR VICE PRESIDENT/MANAGING MEMBER |
| BRIGGS, DAVID, EDWARD | MANAGING MEMBER |
| ROBBINS, MARY, SPALDING | CHIEF INVESTMENT STRATEGIST |
| WATSON, KEITH, GREGARY | MANAGING DIRECTOR OF ADMINISTRATION AND OPERATIONS |
| STROIK, CYNTHIA, ROSE | CHIEF COMPLIANCE OFFICER |
| FRISCHER, LORI, MICHELLE | SENIOR VICE PRESIDENT/MANAGING MEMBER |
| REILLY, MARY, ELLEN | SENIOR VICE PRESIDENT/MANAGING MEMBER |
| BANKS, ROBERT, PRESLEY | MANAGER MEMBER |
| EARNHARDT, DARREN, LEE | CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
42 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL HENKE | CINCINNATI | OH | S65|2021-04-20 | ||||||
| ROSS CHAMBERS | CINCINNATI | OH | S63|2004-07-06 | CERTIFIED FINANCIAL PLANNER | |||||
| DARREN EARNHARDT | CINCINNATI | OH | S63|1993-06-17|S66|2015-07-29 | ||||||
| HEATHER BORELLI | CINCINNATI | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| ERIC HOUSMAN | CINCINNATI | OH | S63|2000-10-24 | CERTIFIED FINANCIAL PLANNER | |||||
| PHILIP VERGUNST | CINCINNATI | OH | CHARTERED FINANCIAL ANALYST | ||||||
| OMAR BHANGIA | CINCINNATI | OH | S65|2023-02-21 | ||||||
| RICHARD WINGERTSAHN | CINCINNATI | OH | S65|2023-06-29 | ||||||
| JOHN HOETING | CINCINNATI | OH | S63|1999-04-29 | CHARTERED FINANCIAL ANALYST | |||||
| KEITH WATSON | CINCINNATI | OH | S63|2000-07-10 | ||||||
| KEVIN SAVONA | CINCINNATI | OH | S63|1997-09-15|S65|2005-11-08 | CERTIFIED FINANCIAL PLANNER | |||||
| ANDREW DILZ | CINCINNATI | OH | S65|2022-11-18 | ||||||
| JUSTIN BENSEMA | CINCINNATI | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| BRANDON SHARP | CINCINNATI | OH | S65|2024-02-01 | ||||||
| SAMUEL THOMAS | CINCINNATI | OH | S65|2023-02-27 | ||||||
| ALEXANDER PARK | CINCINNATI | OH | S65|2023-12-19 | ||||||
| NATHAN WEIDNER | CINCINNATI | OH | S63|2012-05-18|S65|2023-11-28 | ||||||
| SUSAN KUBAR | CINCINNATI | OH | S65|2024-02-13 | ||||||
| RAYMOND HEGARTY | CINCINNATI | OH | S63|1992-01-30 | CHARTERED FINANCIAL ANALYST | |||||
| GEORGE EMANUELE | CINCINNATI | OH | CHARTERED FINANCIAL ANALYST | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $6.1 | $0.0 | 0% | 62 | 0 | 0% |
| 2025-04-21 | $6.1 | $0.0 | 0% | 62 | 0 | 0% |
| 2024-04-02 | $0.6 | $5.5 | 963% | 47 | 15 | 32% |
| 2023-04-04 | $0.1 | $6.0 | 5864% | 20 | 42 | 210% |
| 2022-04-01 | $0.0 | $6.1 | 549656% | 9 | 53 | 589% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| OH, AK-01/03/2024, AL-10/25/2022, AR-01/03/2024, AZ-07/25/2022, CA-02/11/2022, CO-07/25/2022, CT-06/08/2023, DC-01/03/2024, DE-06/13/2023, FL-11/01/2021, GA-08/17/2021, HI-01/03/2024, IA-01/03/2024, ID-01/03/2024, IL-02/11/2022, IN-07/25/2022, KS-01/03/2024, KY-10/25/2022, LA-07/17/2023, MA-06/13/2023, MD-10/25/2023, ME-01/03/2024, MI-01/03/2024, MN-02/11/2022, MO-01/03/2024, MS-01/03/2024, MT-01/03/2024, NC-08/17/2021, ND-01/03/2024, NE-01/03/2024, NH-06/13/2023, NJ-05/01/2023, NM-07/25/2022, NV-11/09/2022, NY-02/11/2022, OH-08/17/2021, OK-03/28/2023, OR-01/03/2024, PA-06/05/2023, RI-06/13/2023, SC-02/11/2022, SD-01/03/2024, TN-01/03/2024, TX-10/25/2023, UT-06/13/2023, VA-01/03/2024, VT-06/13/2023, WA-07/25/2022, WI-02/11/2022, WV-01/03/2024, WY-01/03/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV