AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 256 | $0.1 |
| Average Individual AUM | $292,753 | |
| HNW | 63 | $0.2 |
| Average HNW AUM | $2,820,084 | |
| Retail Total | 319 | $0.3 |
| Average Retail AUM | $791,881 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | ST. LOUIS-MO-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 79% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 18% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| HODGES CAPITAL MANAGEMENT INC | $1.1 | 110080 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| GARY BRADSHAW | DALLAS | TX | S63|1985-08-27|S65|1999-12-15 | ||||||
| CRAIG HODGES | DALLAS | TX | S63|1987-07-28|S65|1998-08-24 | ||||||
| LEE BRADSHAW | DALLAS | TX | S66|2017-10-09 | ||||||
| ROBERT WOODARD | DALLAS | TX | S63|1984-06-01|S65|1999-10-16 | ||||||
| CHARMAGNE DARABADEY | DALLAS | TX | S66|2019-03-31 | ||||||
| CARLOS ESTEVE | DALLAS | TX | S66|2022-08-22 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.3 | $0.0 | 0% | 20 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 20 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.1 | 27% | 20 | 0 | 0% |
| 2023-04-04 | $0.2 | $0.1 | 34% | 20 | 0 | 0% |
| 2022-04-01 | $0.2 | $0.1 | 55% | 22 | -2 | -9% |
| 2021-04-05 | $0.1 | $0.2 | 153% | 20 | 0 | 0% |
| 2020-04-01 | $0.1 | $0.2 | 114% | 25 | -5 | -20% |
| 2019-04-01 | $0.2 | $0.1 | 73% | 24 | -4 | -17% |
| 2018-04-02 | $0.2 | $0.1 | 83% | 24 | -4 | -17% |
| 2017-04-01 | $0.1 | $0.1 | 99% | 29 | -9 | -31% |
| 2016-04-01 | $0.1 | $0.2 | 111% | 27 | -7 | -26% |
| 2015-04-01 | $0.2 | $0.1 | 60% | 26 | -6 | -23% |
| 2014-04-01 | $0.2 | $0.1 | 82% | 26 | -6 | -23% |
| 2013-04-01 | $0.1 | $0.2 | 125% | 22 | -2 | -9% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, AR-04/07/2006, AZ-04/05/2006, CA-04/05/2006, CO-04/05/2006, FL-04/06/2006, GA-04/05/2006, LA-04/05/2006, NC-04/05/2006, NE-04/05/2006, OK-04/05/2006, TX-01/30/2006 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
|
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV