FIRST TRUST GLOBAL PORTFOLIOS LTD.
Latest filing: Mar 28, 2025 (97 days ago)
AUM
$211,161,520
23% change vs. 1 year ago
-38% change vs. 3 years ago
16% change vs. 5 years ago
732% change vs. 10 years ago
Employee Count
34
3% change vs. 1 year ago
-6% change vs. 3 years ago
10% change vs. 5 years ago
240% change vs. 10 years ago
Main Office
LONDON,
8 ANGEL COURT, LONDON, , UNITED KINGDOM, EC2R 7HJ
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.2 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CACEIS BANK | MONTROUGE--FRA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 5% | $0.0 |
| Other Pools | 94% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FIRST TRUST ADVISORS LP | $256.3 | 107027 | |
| VEST FINANCIAL LLC | $39.3 | 165976 | |
| STONEBRIDGE ADVISORS LLC | $10.8 | 134017 | |
| FIRST TRUST CAPITAL MANAGEMENT L.P. | $8.2 | 317825 | |
| FIRST TRUST DIRECT INDEXING L.P. | $1.4 | 297760 | |
| FIRST TRUST INVESTMENT SOLUTIONS L.P. | $0.5 | 328327 | |
| FIRST TRUST CAPITAL PARTNERS LLC | $0.0 | - | |
| VEST SECURITIES, LLC | $0.0 | broker-dealer | 317379 |
| FIRST TRUST PORTFOLIOS L.P. | $0.0 | broker-dealer | 28519 |
| FIRST TRUST GLOBAL PORTFOLIOS MANAGEMENT LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
16 active
| Name | Title |
|---|---|
| FULTON, DEREK, NORMAN | CHIEF EXECUTIVE OFFICER, SHAREHOLDER |
| BOWEN, JAMES, ALLEN | DIRECTOR, SOLE SHAREHOLDER |
| ROGGENSACK, ANDREW, SCOTT | DIRECTOR |
| DURAN, MARTIAL | TRUSTEE |
| JACKSON, ERIK, SOREN | CHIEF COMPLIANCE OFFICER |
| MCGAREL, DAVID, GERARD | DIRECTOR |
| DACOSTA, LEONARDO, ANTONIO | DIRECTOR |
| MOLERE, MARTIN | SHAREHOLDER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.2 | $0.0 | 0% | 34 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 34 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | 23% | 33 | 1 | 3% |
| 2023-04-04 | $0.1 | $0.1 | 44% | 34 | 0 | 0% |
| 2022-04-01 | $0.3 | -$0.1 | -38% | 36 | -2 | -6% |
| 2021-04-05 | $0.3 | -$0.1 | -35% | 35 | -1 | -3% |
| 2020-04-01 | $0.2 | $0.0 | 16% | 31 | 3 | 10% |
| 2019-04-01 | $0.1 | $0.1 | 147% | 30 | 4 | 13% |
| 2018-04-02 | $0.1 | $0.1 | 235% | 23 | 11 | 48% |
| 2017-04-01 | $0.0 | $0.2 | 594% | 21 | 13 | 62% |
| 2016-04-01 | $0.0 | $0.2 | 1154% | 15 | 19 | 127% |
| 2015-04-01 | $0.0 | $0.2 | 732% | 10 | 24 | 240% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV