FISHER INVESTMENTS
Latest filing: Mar 27, 2025 (175 days ago)
AUM
$298,729,428,900
27% change vs. 1 year ago
43% change vs. 3 years ago
147% change vs. 5 years ago
392% change vs. 10 years ago
Employee Count
4,065
15% change vs. 1 year ago
40% change vs. 3 years ago
32% change vs. 5 years ago
275% change vs. 10 years ago
Main Office
PLANO, TX
6500 INTERNATIONAL PKWY, PLANO, TX, UNITED STATES, 75093-8222
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $298.7 |
| Non-Discretionary | $0.0 |
| Total | $298.7 |
| Client | AUM |
|---|---|
| Retail | $254.9 |
| Pooled | $6.3 |
| Institutional | $37.6 |
| Total | $298.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 73,976 | $47.1 |
| Average Individual AUM | $637,084 | |
| HNW | 99,823 | $207.8 |
| Average HNW AUM | $2,081,409 | |
| Retail Total | 173,799 | $254.9 |
| Average Retail AUM | $1,466,645 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $62.0 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFILED-RI-USA | $47.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $292.5 |
| Retail SMA AUM | $254.9 |
| Institutional SMA AUM | $37.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 94% | $274.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 5% | $14.6 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $2.9 |
| Other | 0% | $0.0 |
| Total | 100% | $292.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FISHER INVESTMENTS JAPAN LIMITED | $0.0 | - | |
| GRUENER FISHER INVESTMENTS GMBH | $0.0 | - | |
| FISHER INVESTMENTS EUROPE LIMITED | $0.0 | - | |
| FISHER INVESTMENTS LUXEMBOURG, SÀRL | $0.0 | - | |
| FISHER INVESTMENTS AUSTRALASIA PTY LTD | $0.0 | - | |
| FISHER INVESTMENTS IRELAND LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| FISHER, KENNETH, LAWRENCE | EXECUTIVE CHAIRMAN, CHAIRMAN BOARD OF MANAGERS, CO-CHIEF INVESTMENT OFFICER, INVESTMENT POLICY COMMITTEE, CO-TRUSTEE |
| SILK, JEFFERY, LEE | VICE CHAIRMAN, CO-CHIEF INVESTMENT OFFICER, INVESTMENT POLICY COMMITTEE |
| ORNANI, DAMIAN, DAVID | CHIEF EXECUTIVE OFFICER, BOARD OF MANAGERS |
| FISHEL, THOMAS, CHAPMAN | CHIEF COMPLIANCE OFFICER |
| FISHER, NATHAN, C | BOARD OF MANAGERS |
| FISHER, SHERRILYN | CO-TRUSTEE |
ADVDB.CO • SOURCE: SEC
Representatives
2,281 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| NATHAN COLE | PLANO | TX | S63|2015-11-20|S66|2016-06-03 | ||||||
| TYLER YOUNG | PLANO | TX | S65|2017-08-28 | ||||||
| MICHAEL SALCEDO | PLANO | TX | S66|2013-10-21 | ||||||
| JONATHAN BECKSTEAD | PLANO | TX | S63|2010-09-10|S65|2012-06-20 | ||||||
| PATRICK RHOADS | PLANO | TX | S65|2007-04-30 | ||||||
| DAVID WHITE | PLANO | TX | S65|2022-10-05 | ||||||
| JOEL CASPER | PLANO | TX | S63|2018-09-19|S65|2014-09-09 | CERTIFIED FINANCIAL PLANNER | |||||
| EMILY DEAN | PLANO | TX | S65|2023-05-16 | ||||||
| CEDOMIR PRTENJAK | PLANO | TX | S65|2023-08-14 | ||||||
| JOSHUA BUB | PLANO | TX | S65|2021-03-26 | ||||||
| TODD LORBER | PLANO | TX | S65|2011-10-17 | ||||||
| GREGORY MCGRATH | PLANO | TX | S65|2021-10-29 | ||||||
| HEATHER HALL | PLANO | TX | S65|2015-02-20 | ||||||
| NATHANIEL WILLIAMS | PLANO | TX | S65|2023-05-05 | ||||||
| ANDREW CHRISTENSEN | PLANO | TX | S63|2013-05-25|S65|2016-04-15 | ||||||
| JOSHUA EINHORN | PLANO | TX | S63|2002-10-04|S65|2005-11-21 | ||||||
| SARAH VOEGELIN | PLANO | TX | S65|2017-01-05 | ||||||
| THOMAS KOPP | PLANO | TX | S65|2019-03-12 | ||||||
| AMIR ARZOODAR | PLANO | TX | S65|2007-10-31 | ||||||
| PATRICK DORAN | PLANO | TX | S66|2009-09-05 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $298.7 | $0.0 | 0% | 4,065 | 0 | 0% |
| 2025-04-21 | $298.7 | $0.0 | 0% | 4,065 | 0 | 0% |
| 2024-04-02 | $235.9 | $62.8 | 27% | 3,525 | 540 | 15% |
| 2023-04-04 | $173.4 | $125.3 | 72% | 3,349 | 716 | 21% |
| 2022-04-01 | $208.9 | $89.8 | 43% | 2,908 | 1,157 | 40% |
| 2021-04-05 | $159.6 | $139.1 | 87% | 2,329 | 1,736 | 75% |
| 2020-04-01 | $120.9 | $177.8 | 147% | 3,072 | 993 | 32% |
| 2019-04-01 | $94.1 | $204.6 | 217% | 1,749 | 2,316 | 132% |
| 2018-04-02 | $96.0 | $202.7 | 211% | 1,522 | 2,543 | 167% |
| 2017-04-01 | $71.8 | $226.9 | 316% | 1,359 | 2,706 | 199% |
| 2016-04-01 | $65.4 | $233.3 | 356% | 1,110 | 2,955 | 266% |
| 2015-04-01 | $60.8 | $238.0 | 392% | 1,085 | 2,980 | 275% |
| 2014-04-01 | $53.8 | $244.9 | 455% | 1,036 | 3,029 | 292% |
| 2013-04-01 | $43.9 | $254.9 | 581% | 853 | 3,212 | 377% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, AK-02/28/2001, AL-05/03/1995, AR-08/29/1995, AZ-09/21/1994, CA-01/01/1988, CO-01/01/1999, CT-12/23/1997, DC-10/22/1994, DE-05/05/1995, FL-04/26/1995, GA-04/03/1995, HI-02/28/2001, IA-01/01/2000, ID-06/16/1995, IL-06/07/1988, IN-01/29/2001, KS-06/21/1995, KY-04/11/1995, LA-10/05/2001, MA-06/28/1994, MD-05/19/1995, ME-08/14/1995, MI-01/29/2001, MN-06/21/1989, MO-05/26/1995, MS-12/01/1997, MT-01/01/1995, NC-01/22/2001, ND-05/16/2000, NE-07/31/1997, NH-04/18/1989, NJ-06/06/1995, NM-04/21/1995, NV-04/28/1995, NY-08/24/1995, OH-02/28/2000, OK-01/01/1998, OR-03/31/1997, PA-10/18/1995, PR-05/03/2002, RI-04/12/1995, SC-04/04/1995, SD-04/14/1995, TN-06/12/1995, TX-01/31/1991, UT-01/01/1995, VA-05/31/1988, VI-07/10/2009, VT-06/11/1998, WA-04/27/1995, WI-08/30/1999, WV-05/01/1995, WY-07/03/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV