AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $2.9 |
| Non-Discretionary | $77.0 |
| Total | $79.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $77.0 |
| Institutional | $2.9 |
| Total | $79.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.9 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $2.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 100% | $2.9 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $2.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GREAT GRAY TRUST COMPANY | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
| Name | Title |
|---|---|
| DELLAVEDOVA, NICHOLAS, DOMINIC | PRESIDENT |
| GIOVINAZZO, VINCENT, JOSEPH | CEO |
| CHAPMAN, JAMI, ANN | CHIEF OPERATING OFFICER |
| ELVANDER, JEFFREY, SCOTT | SVP, CHIEF INVESTMENT OFFICER |
| SCHULMAN, MONIQUE, (NMN) | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
9 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| KNNIN CHIRAVANICH | ALISO VIEJO | CA | S63|2021-09-27|S65|2023-12-01 | ||||||
| JONATHAN COOMBS | ALISO VIEJO | CA | S65|2015-07-02|S63|2015-05-15 | ||||||
| MATTHEW GIOVINAZZO | ALISO VIEJO | CA | S63|2013-11-20|S65|2014-10-10 | CHARTERED FINANCIAL ANALYST | |||||
| VERONICA LEE | ALISO VIEJO | CA | S63|1998-10-09|S65|2004-08-03 | ||||||
| LAUREN NEENO | ALISO VIEJO | CA | S65|2022-04-01 | ||||||
| KELLEN FOLEY | ALISO VIEJO | CA | S63|2014-11-11|S65|2013-11-13 | CHARTERED FINANCIAL ANALYST | |||||
| BRIAN ROBERTS | ALISO VIEJO | CA | S63|1987-05-28 | CHARTERED FINANCIAL ANALYST | |||||
| ALEX KAHN | ALISO VIEJO | CA | S63|2015-04-08|S65|2015-05-27 | ||||||
| ELIZABETH ARMSTRONG | ALISO VIEJO | CA | S65|2022-12-16 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $79.9 | $0.0 | 0% | 28 | 0 | 0% |
| 2025-04-21 | $79.9 | $0.0 | 0% | 28 | 0 | 0% |
| 2024-04-02 | $54.2 | $25.6 | 47% | 25 | 3 | 12% |
| 2023-04-04 | $39.5 | $40.3 | 102% | 12 | 16 | 133% |
| 2022-04-01 | $36.2 | $43.7 | 121% | 12 | 16 | 133% |
| 2021-04-05 | $23.2 | $56.7 | 244% | 12 | 16 | 133% |
| 2020-04-01 | $14.4 | $65.4 | 454% | 10 | 18 | 180% |
| 2019-04-01 | $7.1 | $72.8 | 1028% | 10 | 18 | 180% |
| 2018-04-02 | $5.1 | $74.8 | 1474% | 10 | 18 | 180% |
| 2017-04-01 | $2.9 | $77.0 | 2675% | 8 | 20 | 250% |
| 2016-04-01 | $0.8 | $79.0 | 9297% | 7 | 21 | 300% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 7 | 21 | 300% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CA, CA-02/13/2015, TX-03/07/2016, VA-11/09/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV