AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.1 |
| Non-Discretionary | $0.0 |
| Total | $1.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.1 |
| Institutional | $0.9 |
| Total | $1.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| BNP PARIBAS S.A. | PARIS--FRA | $0.2 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA (MACAU) LIMITED | MACAU--MAC | $0.2 |
| CAIXA GERAL DE DEPOSITOS | LISBON--PRT | $0.2 |
| BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $0.1 |
| BANK OF CHINA (HONG KONG) LIMITED | HONG KONG--HKG | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.9 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 4% | $0.0 |
| Equity Non-Exch | 7% | $0.1 |
| Govt Agency | 5% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 3% | $0.0 |
| IG Credit | 76% | $0.7 |
| HY Credit | 2% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 1% | $0.0 |
| Total | 100% | $0.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FOSUN INTERNATIONAL SECURITIES LIMITED | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
| Name | Title |
|---|---|
| GUO, GUANGCHANG | SHAREHOLDER |
| KUNGSEN, SINYUAN | DIRECTOR |
| SHEN, ZHAN | CHIEF OPERATING OFFICER / DIRECTOR |
| LI, TAO | DIRECTOR |
| WANG, JIE FEI | DIRECTOR |
| LIU, HAO MIAO | EXECUTIVE DIRECTOR, LEGAL |
| CHOI, CHUN PONG | COMPLIANCE / SENIOR DIRECTOR / CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $1.1 | $0.0 | 0% | 21 | 0 | 0% |
| 2025-04-21 | $1.1 | $0.0 | 0% | 21 | 0 | 0% |
| 2024-04-02 | $0.8 | $0.3 | 38% | 22 | -1 | -5% |
| 2023-04-04 | $0.6 | $0.5 | 92% | 23 | -2 | -9% |
| 2022-04-01 | $0.4 | $0.6 | 142% | 19 | 2 | 11% |
| 2021-04-05 | $0.4 | $0.6 | 151% | 8 | 13 | 162% |
| 2020-04-01 | $0.6 | $0.4 | 68% | 9 | 12 | 133% |
| 2019-04-01 | $0.9 | $0.2 | 27% | 9 | 12 | 133% |
| 2018-04-02 | $0.4 | $0.7 | 191% | 11 | 10 | 91% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV