FRISCH FINANCIAL GROUP, INC.
Latest filing: Mar 28, 2025 (86 days ago)
AUM
$789,658,037
10% change vs. 1 year ago
20% change vs. 3 years ago
64% change vs. 5 years ago
125% change vs. 10 years ago
Employee Count
16
7% change vs. 1 year ago
33% change vs. 3 years ago
33% change vs. 5 years ago
33% change vs. 10 years ago
Main Office
MELVILLE, NY
445 BROAD HOLLOW ROAD, MELVILLE, NY, UNITED STATES, 11747
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.7 |
| Non-Discretionary | $0.0 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.8 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 250 | $0.1 |
| Average Individual AUM | $444,931 | |
| HNW | 296 | $0.7 |
| Average HNW AUM | $2,252,177 | |
| Retail Total | 546 | $0.8 |
| Average Retail AUM | $1,424,684 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.8 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 21% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 6% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 9% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 55% | $0.4 |
| Other Pools | 0% | $0.0 |
| Cash | 8% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOYCE STREITHORST | MELVILLE | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| DAVID FRISCH | MELVILLE | NY | CERTIFIED FINANCIAL PLANNER|PERSONAL FINANCIAL SPECIALIST | ||||||
| SHAWN GALLAGHER | MELVILLE | NY | S66|2004-12-06 | CERTIFIED FINANCIAL PLANNER | |||||
| JASON SACKS | MELVILLE | NY | S63|1997-07-02|S65|2002-07-18 | CERTIFIED FINANCIAL PLANNER | |||||
| PETER VITALE | MELVILLE | NY | S63|1997-09-15|S66|2003-07-14|S65|2022-02-22 | ||||||
| JOSIAH CHOY | MELVILLE | NY | S65|2009-04-13 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.8 | $0.0 | 0% | 16 | 0 | 0% |
| 2025-04-21 | $0.8 | $0.0 | 0% | 16 | 0 | 0% |
| 2024-04-02 | $0.7 | $0.1 | 10% | 15 | 1 | 7% |
| 2023-04-04 | $0.6 | $0.2 | 33% | 14 | 2 | 14% |
| 2022-04-01 | $0.7 | $0.1 | 20% | 12 | 4 | 33% |
| 2021-04-05 | $0.6 | $0.2 | 40% | 10 | 6 | 60% |
| 2020-04-01 | $0.5 | $0.3 | 64% | 12 | 4 | 33% |
| 2019-04-01 | $0.4 | $0.4 | 93% | 13 | 3 | 23% |
| 2018-04-02 | $0.4 | $0.3 | 79% | 13 | 3 | 23% |
| 2017-04-01 | $0.4 | $0.4 | 113% | 13 | 3 | 23% |
| 2016-04-01 | $0.3 | $0.5 | 136% | 13 | 3 | 23% |
| 2015-04-01 | $0.4 | $0.4 | 125% | 12 | 4 | 33% |
| 2014-04-01 | $0.3 | $0.5 | 174% | 9 | 7 | 78% |
| 2013-04-01 | $0.3 | $0.5 | 195% | 12 | 4 | 33% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, CA-01/04/2013, CT-12/21/2005, FL-01/07/2009, MA-03/24/2022, NC-03/28/2025, NH-03/26/2007, NJ-09/29/2003, NV-02/07/2025, NY-09/17/2003, PA-03/24/2022, TX-01/07/2013 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV