AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $3.0 |
| Non-Discretionary | $0.0 |
| Total | $3.0 |
| Client | AUM |
|---|---|
| Retail | $1.7 |
| Pooled | $0.0 |
| Institutional | $1.3 |
| Total | $3.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 2,171 | $0.6 |
| Average Individual AUM | $296,193 | |
| HNW | 428 | $1.1 |
| Average HNW AUM | $2,526,137 | |
| Retail Total | 2,599 | $1.7 |
| Average Retail AUM | $663,418 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $2.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.0 |
| Retail SMA AUM | $1.7 |
| Institutional SMA AUM | $1.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 30% | $0.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 7% | $0.2 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 62% | $1.8 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $3.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FROST INVESTMENT ADVISORS, LLC | $5.1 | 146148 | |
| FROST BANK | $0.0 | - | |
| FROST INSURANCE AGENCY, INC. | $0.0 | - | |
| FROST BROKERAGE SERVICES, INC. | $0.0 | broker-dealer | 17465 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
181 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| STEPHANIE VOSPER | SAN ANTONIO | TX | S66|2009-03-14 | ||||||
| TAYLOR THORNE | SAN ANTONIO | TX | S66|2016-09-01 | CERTIFIED FINANCIAL PLANNER | |||||
| MICHAEL PARSLEY | SAN ANTONIO | TX | S63|2014-04-16|S66|2017-07-07 | ||||||
| DENISE HENK | SAN ANTONIO | TX | S63|2012-11-06|S66|2000-07-21 | ||||||
| DARYL HOFFMANN | SAN ANTONIO | TX | S63|2007-03-28 | ||||||
| LIDIYA GOLD | SAN ANTONIO | TX | S63|2002-12-17|S65|2006-07-07 | CERTIFIED FINANCIAL PLANNER | |||||
| MICHAEL VALADEZ | SAN ANTONIO | TX | S63|1999-04-06|S65|2009-04-14 | ||||||
| JOSE RANGEL | SAN ANTONIO | TX | S63|2018-12-27|S66|2022-04-18 | ||||||
| RICHARD CLOTWORTHY | SAN ANTONIO | TX | S63|2016-08-05 | ||||||
| GILBERT ARAIZA | SAN ANTONIO | TX | S63|2005-04-21|S65|2003-09-19|S66|1999-09-21 | CERTIFIED FINANCIAL PLANNER | |||||
| CHRISTOPHER SHIPMAN | SAN ANTONIO | TX | S63|2000-08-01|S66|2007-10-11 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| LILIANA MORENO | SAN ANTONIO | TX | S63|2003-12-02 | ||||||
| JOHN MORENO | SAN ANTONIO | TX | S63|2007-08-20|S66|2017-06-15 | ||||||
| BRIAN NELSON | SAN ANTONIO | TX | S63|1995-06-26|S65|1999-09-29 | ||||||
| ANABELL RODRIGUEZ | SAN ANTONIO | TX | S63|2014-06-16 | ||||||
| STEVEN KLEIN | SAN ANTONIO | TX | S63|1996-03-04 | ||||||
| VELIA CARDENAS | SAN ANTONIO | TX | S63|2013-06-03 | ||||||
| NATALYA BARNETT | SAN ANTONIO | TX | S63|2012-10-02 | ||||||
| ERIK JACKSON | SAN ANTONIO | TX | S63|2013-11-20|S65|2015-05-20 | ||||||
| DAVID ODOM | SAN ANTONIO | TX | S63|1995-11-08|S65|1999-01-19 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $3.0 | $0.0 | 0% | 177 | 0 | 0% |
| 2025-04-21 | $3.0 | $0.0 | 0% | 177 | 0 | 0% |
| 2024-04-02 | $2.7 | $0.2 | 9% | 166 | 11 | 7% |
| 2023-04-04 | $2.4 | $0.6 | 24% | 105 | 72 | 69% |
| 2022-04-01 | $2.7 | $0.3 | 11% | 105 | 72 | 69% |
| 2021-04-05 | $2.0 | $0.9 | 45% | 76 | 101 | 133% |
| 2020-04-01 | $1.7 | $1.3 | 78% | 78 | 99 | 127% |
| 2019-04-01 | $1.2 | $1.7 | 141% | 61 | 116 | 190% |
| 2018-04-02 | $0.2 | $2.8 | 1477% | 91 | 86 | 95% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 126 | 51 | 40% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, AL-03/31/2023, AR-03/31/2023, AZ-01/05/2022, CA-01/05/2022, CO-03/31/2023, FL-01/05/2022, GA-01/05/2022, HI-03/15/2024, IL-05/18/2023, KS-01/05/2022, LA-01/05/2022, MD-03/31/2023, MI-03/15/2024, MO-01/05/2022, MT-03/31/2023, NC-01/05/2022, NM-01/05/2022, NV-03/31/2023, NY-03/31/2023, OH-03/31/2023, OK-01/05/2022, OR-03/15/2024, SC-01/05/2022, TN-01/05/2022, TX-01/05/2022, UT-03/15/2024, VA-03/31/2023, WA-01/05/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV