AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $3.0 |
| Non-Discretionary | $0.0 |
| Total | $3.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $3.0 |
| Institutional | $0.0 |
| Total | $3.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 394,889 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 394,889 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RISE COMPANIES CORP. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $3.0 | $0.0 | 0% | 0 | 0 | 0% |
| 2025-04-21 | $3.0 | $0.0 | 0% | 0 | 0 | 0% |
| 2024-04-02 | $2.9 | $0.2 | 6% | 0 | 0 | 0% |
| 2023-04-04 | $3.3 | -$0.3 | -9% | 0 | 0 | 0% |
| 2022-04-01 | $2.7 | $0.4 | 14% | 0 | 0 | 0% |
| 2021-04-05 | $1.5 | $1.6 | 105% | 0 | 0 | 0% |
| 2020-04-01 | $1.1 | $1.9 | 176% | 0 | 0 | 0% |
| 2019-04-01 | $0.5 | $2.5 | 496% | 0 | 0 | 0% |
| 2018-04-02 | $0.3 | $2.8 | 1074% | 0 | 0 | 0% |
| 2017-04-01 | $0.1 | $2.9 | 2288% | 0 | 0 | 0% |
| 2016-04-01 | $0.0 | $3.0 | 51370% | 0 | 0 | 0% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 20 | -20 | -100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| DC, AK-04/06/2017, AL-04/06/2017, AR-04/06/2017, AZ-04/06/2017, CA-09/25/2014, CO-04/06/2017, CT-04/06/2017, DC-09/25/2014, DE-04/06/2017, FL-04/06/2017, GA-04/06/2017, HI-04/06/2017, IA-04/06/2017, ID-04/06/2017, IL-04/07/2017, IN-04/06/2017, KS-04/06/2017, KY-04/06/2017, LA-04/06/2017, MA-04/06/2017, MD-04/06/2017, ME-04/06/2017, MI-04/06/2017, MN-04/06/2017, MO-04/06/2017, MS-04/06/2017, MT-04/06/2017, NC-04/06/2017, ND-04/06/2017, NE-04/06/2017, NH-04/06/2017, NJ-04/06/2017, NM-04/06/2017, NV-04/06/2017, NY-04/06/2017, OH-04/06/2017, OK-04/06/2017, OR-04/06/2017, PA-04/06/2017, RI-04/06/2017, SC-04/06/2017, SD-04/06/2017, TN-04/06/2017, TX-04/06/2017, UT-04/06/2017, VA-04/06/2017, VT-04/06/2017, WA-04/06/2017, WI-04/06/2017, WV-04/06/2017, WY-03/26/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV