GAME PLAN FINANCIAL ADVISORS, LLC

Latest filing: Mar 03, 2025 (121 days ago)
View on IAPD
Adviser Website

AUM

$224,659,054
20% change vs. 1 year ago
1% change vs. 3 years ago
54% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

4
0% change vs. 1 year ago
33% change vs. 3 years ago
33% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

WESTLAKE, OH, OH
26600 DETROIT ROAD, WESTLAKE, OH, OH, UNITED STATES, 44145

Client AUM

Discretion AUM
Discretionary $0.2
Non-Discretionary $0.0
Total $0.2
Client AUM
Retail $0.2
Pooled $0.0
Institutional $0.0
Total $0.2
Retail Accounts AUM
Individual 128 $0.0
Average Individual AUM $185,517
HNW 48 $0.2
Average HNW AUM $3,647,511
Retail Total 176 $0.2
Average Retail AUM $1,129,697

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $0.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.2
Retail SMA AUM $0.2
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 58% $0.1
Equity Non-Exch 0% $0.0
Govt Agency 10% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 31% $0.1
Other Pools 0% $0.0
Cash 1% $0.0
Other 0% $0.0
Total 100% $0.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Control Persons

2 active

Name Title
BECKMAN, THEODORE, DAVID PRINCIPAL/MEMBER
NOREHAD, MICHAEL, S PRINCIPAL - CHIEF COMPLIANCE OFFICER/MEMBER

ADVDB.CO • SOURCE: SEC

Representatives

2 active representatives found

Name City State Exams Designations
THEODORE BECKMAN WESTLAKE, OH OH S63|1994-02-04
MICHAEL NOREHAD WESTLAKE, OH OH S63|1991-05-30|S65|1996-10-09

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-06-02 $0.2 $0.0 0% 4 0 0%
2025-04-21 $0.2 $0.0 0% 4 0 0%
2024-04-02 $0.2 $0.0 20% 4 0 0%
2023-04-04 $0.2 $0.0 21% 4 0 0%
2022-04-01 $0.2 $0.0 1% 3 1 33%
2021-04-05 $0.2 $0.0 23% 3 1 33%
2020-04-01 $0.1 $0.1 54% 3 1 33%
2019-04-01 $0.1 $0.1 95% 3 1 33%
2018-04-02 $0.1 $0.1 73% 3 1 33%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
OH, CO-01/30/2020, FL-12/04/2018, GA-05/26/2020, IL-03/27/2018, LA-12/04/2018, MI-12/04/2018, NJ-12/14/2018, OH-03/27/2018, TX-03/27/2018
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV