AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 39 | $0.1 |
| Average Individual AUM | $1,291,685 | |
| HNW | 14 | $0.0 |
| Average HNW AUM | $1,466,701 | |
| Retail Total | 53 | $0.1 |
| Average Retail AUM | $1,337,915 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| STONEX FINANCIAL INC. | WINTER PARK-FL-USA | $0.0 |
| AV SECURITIES INC. | PANAMA CITY--PAN | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 22% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 54% | $0.1 |
| IG Credit | 11% | $0.0 |
| HY Credit | 11% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GAMMA SECURITIES, LLC | $0.0 | broker-dealer | 298341 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JORDAN ROTHENBERG | SAN JUAN | PR | S66|2013-03-21 | ||||||
| FANNY SCHNEIDER LORA | SAN JUAN | PR | S63|2008-01-28|S66|2021-04-19 | ||||||
| DOUGLAS ROMAN | SAN JUAN | PR | S63|1997-02-14|S65|1993-06-09 | CHARTERED FINANCIAL ANALYST | |||||
| MANUEL TRONCOSO ACEBAL | SAN JUAN | PR | S66|2021-01-20 | CHARTERED FINANCIAL ANALYST | |||||
| CARLOS VILLAMIZAR | SAN JUAN | PR | S63|1996-05-15|S66|2007-08-24 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.3 | $0.0 | 0% | 10 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 10 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.2 | 168% | 8 | 2 | 25% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| PR, FL-10/21/2024, NY-10/31/2024, PA-02/18/2025, PR-03/27/2024 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV