GATHER FINANCIAL PLANNING

Latest filing: Dec 10, 2024 (177 days ago)
View on IAPD
Adviser Website

AUM

$148,426,333
0% change vs. 1 year ago
10% change vs. 3 years ago
37% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

6
-14% change vs. 1 year ago
-14% change vs. 3 years ago
-25% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

FALMOUTH, ME
19 NORTHBROOK DRIVE, FALMOUTH, ME, UNITED STATES, 04105

Client AUM

Discretion AUM
Discretionary $0.1
Non-Discretionary $0.0
Total $0.1
Client AUM
Retail $0.1
Pooled $0.0
Institutional $0.0
Total $0.1
Retail Accounts AUM
Individual 43 $0.0
Average Individual AUM $709,448
HNW 44 $0.1
Average HNW AUM $2,359,528
Retail Total 87 $0.1
Average Retail AUM $1,543,971

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
FIDELITY BROKERAGE SERVICES LLC SMITHFIELD-RI-USA $0.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.1
Retail SMA AUM $0.1
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 57% $0.1
Equity Non-Exch 0% $0.0
Govt Agency 19% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 12% $0.0
Other Pools 0% $0.0
Cash 12% $0.0
Other 0% $0.0
Total 100% $0.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Control Persons

3 active

Name Title
GOLDMAN, MICHAEL, COREY EXECUTIVE DIRECTOR/MAJORITY SHAREHOLDER
MORTON, ABIGAIL, TURNER CHIEF COMPLIANCE OFFICER/PARTNER
WILLIAMS, ELIZABETH, ALDEN PARTNER

ADVDB.CO • SOURCE: SEC

Representatives

5 active representatives found

Name City State Exams Designations
MICHAEL GOLDMAN FALMOUTH ME S65|2009-12-14 CERTIFIED FINANCIAL PLANNER
ELIZABETH WILLIAMS FALMOUTH ME S65|2018-05-29
MARYJANE HOLMES FALMOUTH ME S63|2003-05-15|S66|2003-10-09 CERTIFIED FINANCIAL PLANNER
MARK RICH FALMOUTH ME CERTIFIED FINANCIAL PLANNER
ABIGAIL MORTON FALMOUTH ME S65|2004-03-08 CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
ME, ME-03/02/2020
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV