GEODE CAPITAL MANAGEMENT, LLC

Latest filing: Apr 16, 2025 (205 days ago)

View on IAPD

Adviser Website

Adviser

AUM

$1,376,501,205,884

30% change vs. 1 year ago

46% change vs. 3 years ago

274% change vs. 5 years ago

591% change vs. 10 years ago

Employee Count

173

7% change vs. 1 year ago

23% change vs. 3 years ago

77% change vs. 5 years ago

198% change vs. 10 years ago

Main Office

BOSTON, MA

100 SUMMER STREET, BOSTON, MA, UNITED STATES, 02110

Client AUM

Discretion	AUM
Discretionary	$1,376.5
Non-Discretionary	$0.0
Total	$1,376.5

Client	AUM
Retail	$0.0
Pooled	$1,368.9
Institutional	$7.6
Total	$1,376.5

Retail	Accounts	AUM
Individual	0	$0.0
Average Individual AUM		$0
HNW	0	$0.0
Average HNW AUM		$0
Retail Total	0	$0.0
Average Retail AUM		$0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
JP MORGAN CHASE BANK	BOSTON-MA-USA	$3.3
THE MASTER TRUST BANK OF JAPAN, LTD.	MINATO, TOKYO--JPN	$2.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$7.6
Retail SMA AUM	$0.0
Institutional SMA AUM	$7.6

Asset Class	%	AUM
Equity Exch	95%	$7.2
Equity Non-Exch	0%	$0.0
Govt Agency	1%	$0.1
Municipal	0%	$0.0
Sovereign	0%	$0.0
IG Credit	0%	$0.0
HY Credit	0%	$0.0
Derivatives	3%	$0.2
Investment Companies	1%	$0.1
Other Pools	0%	$0.0
Cash	0%	$0.0
Other	0%	$0.0
Total	100%	$7.6

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	$0.0	trust company	-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

26 active

Name	Title
MILLER, JEFFREY, STEWART IAPD Broker	CHIEF OPERATING OFFICER
CORLEY, NOLLY, ELISABETH IAPD Broker	TRUSTEE
ROCKEFELLER, ARLENE, MARY IAPD Broker	DIRECTOR, DIRECTOR
KENLY, FRANKLIN, CORNING IAPD Broker	DIRECTOR, DIRECTOR
ROITER, ERIC, DANIEL IAPD Broker	DIRECTOR, DIRECTOR
UHRIG, JENNIFER, STONESTREET IAPD Broker	DIRECTOR, DIRECTOR
CODREANU, SORIN, CHRISTIAN IAPD Broker	CHIEF FINANCIAL OFFICER
NEVINS, MATTHEW, JOEL IAPD Broker	GENERAL COUNSEL
BULLEN, PHILIP, LINDSEY IAPD Broker	DIRECTOR, DIRECTOR
SPRAGUE, THOMAS, MICHAEL IAPD Broker	DIRECTOR, DIRECTOR
EVEN, MICHAEL, K IAPD Broker	DIRECTOR, DIRECTOR
KAPOOR, ALOK, KUMAR IAPD Broker	DIRECTOR, DIRECTOR
LANE, DAVID, KENNETH IAPD Broker	PRESIDENT AND CHIEF EXECUTIVE OFFICER
CICCONE, MICHAEL, ANTHONY IAPD Broker	CHIEF COMPLIANCE OFFICER
MCGRAW, GERARD, JOHN IAPD Broker	DIRECTOR, DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-08-01	$1,376.5	$0.0	0%	173	0	0%
2025-04-21	$1,376.5	$0.0	0%	173	0	0%
2024-04-02	$1,062.8	$313.7	30%	161	12	7%
2023-04-04	$803.5	$573.0	71%	156	17	11%
2022-04-01	$945.5	$431.0	46%	141	32	23%
2021-04-05	$682.1	$694.4	102%	123	50	41%
2020-04-01	$368.1	$1,008.4	274%	98	75	77%
2019-04-01	$368.1	$1,008.4	274%	98	75	77%
2018-04-02	$341.3	$1,035.2	303%	85	88	104%
2017-04-01	$260.9	$1,115.6	428%	73	100	137%
2016-04-01	$211.5	$1,165.0	551%	68	105	154%
2015-04-01	$199.3	$1,177.2	591%	58	115	198%
2014-04-01	$173.6	$1,202.9	693%	57	116	204%
2013-04-01	$124.0	$1,252.5	1010%	53	120	226%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

MA, MA-03/31/2003

ADVISER ACTIVITIES

PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)

OTHER ACTIVITIES

COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV