GOLDMAN SACHS WEALTH SERVICES, L.P.
Latest filing: Apr 14, 2025 (16 days ago)
AUM
$25,958,285,000
0% change vs. 1 year ago
-18% change vs. 3 years ago
103% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
1,809
1% change vs. 1 year ago
1% change vs. 3 years ago
33% change vs. 5 years ago
56% change vs. 10 years ago
Main Office
COHOES, NY
100 COLISEUM DRIVE, COHOES, NY, UNITED STATES, 12047
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $26.0 |
| Non-Discretionary | $0.0 |
| Total | $26.0 |
| Client | AUM |
|---|---|
| Retail | $20.7 |
| Pooled | $0.0 |
| Institutional | $5.3 |
| Total | $26.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 82,200 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 37,000 | $20.7 |
| Average HNW AUM | $558,261 | |
| Retail Total | 119,200 | $20.7 |
| Average Retail AUM | $173,286 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| GOLDMAN SACHS & CO. LLC | NEW YORK-NY-USA | $15.8 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $7.8 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $2.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $26.0 |
| Retail SMA AUM | $20.7 |
| Institutional SMA AUM | $5.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 7% | $1.8 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 91% | $23.6 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.5 |
| Other | 0% | $0.0 |
| Total | 100% | $26.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GOLDMAN SACHS ASSET MANAGEMENT, L.P. | $2,064.7 | 107738 | |
| GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL | $440.2 | 107715 | |
| GOLDMAN SACHS & CO. LLC | $233.2 | broker-dealer, municipal advisor | 361 |
| ROCATON INVESTMENT ADVISORS, LLC | $13.0 | 120451 | |
| GOLDMAN SACHS HEDGE FUND STRATEGIES LLC | $11.3 | 107850 | |
| THE AYCO SERVICES INSURANCE AGENCY, INC. | $0.0 | - | |
| GOLDMAN SACHS MANAGEMENT PARTNERS, L.P. | $0.0 | - | |
| THE AYCO SERVICES AGENCY, L.P. | $0.0 | - | |
| THE GOLDMAN SACHS TRUST COMPANY OF DELAWARE | $0.0 | trust company | - |
| GOLDMAN SACHS FINANCIAL MARKETS, L.P. | $0.0 | broker-dealer | 47340 |
| GOLDMAN SACHS BANK USA | $0.0 | - | |
| THE GOLDMAN SACHS TRUST COMPANY, NATIONAL ASSOCIATION | $0.0 | trust company | - |
| THE GOLDMAN SACHS GROUP, INC. | $0.0 | - | |
| J. ARON & COMPANY LLC | $0.0 | broker-dealer | - |
| MERCER ALLIED COMPANY, L.P. | $0.0 | broker-dealer | 37404 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| FRITZ, ROBERT, FRANCIS | VICE PRESIDENT |
| RESTIERI, LAWRENCE, JOSEPH | CHIEF EXECUTIVE OFFICER, PRESIDENT |
| HOLE, JEFFREY, D. | VICE PRESIDENT, SECRETARY |
| LUKS, SHELLEY, M | VICE PRESIDENT, TREASURER |
| SPENCER, STEVEN | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER |
| KINOWSKI, KYLE | VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
1,026 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ELIZABETH THOMPSON | COHOES | NY | S66|2019-12-03 | ||||||
| LINDSAY GREGORY | COHOES | NY | S66|2020-03-09 | ||||||
| GREGORY MEYER | COHOES | NY | S66|2006-02-02 | ||||||
| NICHOLAS MARSH | COHOES | NY | S66|2012-03-05 | ||||||
| BRANDI SUFFECOOL | COHOES | NY | S65|2019-04-11|S63|2019-08-20 | ||||||
| CHRISTOPHER POISSON | COHOES | NY | S66|2019-10-22 | ||||||
| NATHANIEL BURNS | COHOES | NY | S66|2022-03-18 | ||||||
| JOHN MONAHAN | COHOES | NY | S63|1989-06-23 | CERTIFIED FINANCIAL PLANNER | |||||
| DECLAN COSTELLO | COHOES | NY | S66|2021-12-30 | ||||||
| MANOLO ALVAREZ | COHOES | NY | S66|2023-08-24 | ||||||
| NATALIE HARWELL | COHOES | NY | S66|2008-05-06 | ||||||
| JOSEPH ABED EL LATIF | COHOES | NY | S66|2014-05-14 | ||||||
| JENNIFER ROBERTSON | COHOES | NY | S66|2019-11-11 | ||||||
| ANAKAREN ROSAS | COHOES | NY | S66|2022-01-21 | ||||||
| CHRISTOPHER MADEJ | COHOES | NY | S63|2008-06-30 | ||||||
| ZACHARY CIETEK | COHOES | NY | S66|2016-09-30 | ||||||
| KERESE TRAILLE | COHOES | NY | S63|2011-09-19|S66|2019-11-09 | ||||||
| RYAN GRONOSTAJ | COHOES | NY | S66|2017-12-20 | ||||||
| CHRISTOPHER WEST | COHOES | NY | S65|2019-05-02|S63|2020-06-17 | ||||||
| MATTHEW CARRAS | COHOES | NY | S66|2009-09-14 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $26.0 | $0.0 | 0% | 1,809 | 0 | 0% |
| 2024-04-02 | $25.9 | $0.1 | 0% | 1,792 | 17 | 1% |
| 2023-04-04 | $28.6 | -$2.7 | -9% | 1,774 | 35 | 2% |
| 2022-04-01 | $31.8 | -$5.9 | -18% | 1,784 | 25 | 1% |
| 2021-04-05 | $15.1 | $10.8 | 71% | 1,343 | 466 | 35% |
| 2020-04-01 | $12.8 | $13.2 | 103% | 1,357 | 452 | 33% |
| 2019-04-01 | $34.9 | -$9.0 | -26% | 1,366 | 443 | 32% |
| 2018-04-02 | $34.2 | -$8.2 | -24% | 1,249 | 560 | 45% |
| 2017-04-01 | $29.5 | -$3.6 | -12% | 1,262 | 547 | 43% |
| 2016-04-01 | $27.3 | -$1.3 | -5% | 1,285 | 524 | 41% |
| 2015-04-01 | $26.1 | -$0.1 | 0% | 1,163 | 646 | 56% |
| 2014-04-01 | $23.1 | $2.9 | 12% | 1,085 | 724 | 67% |
| 2013-04-01 | $17.3 | $8.7 | 50% | 1,008 | 801 | 79% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AK-12/02/1994, AL-12/07/1994, AR-08/28/1990, AZ-12/08/1994, CA-11/21/1994, CO-02/28/2008, CT-07/01/1997, DC-04/29/1994, DE-07/31/2003, FL-08/02/1984, GA-10/28/1994, HI-12/09/1994, IA-02/29/2008, ID-08/22/1989, IL-07/23/1985, IN-02/15/2001, KS-12/01/1994, KY-06/18/1982, LA-02/28/2008, MA-11/27/1994, MD-10/01/1991, ME-01/01/1998, MI-11/25/1997, MN-12/12/1984, MO-03/07/2000, MS-02/14/2001, MT-01/01/1998, NC-02/14/2001, ND-02/28/2008, NE-04/06/1999, NH-01/28/1986, NJ-07/01/1982, NM-11/28/1998, NV-12/14/1990, NY-09/12/1984, OH-08/02/1999, OK-01/01/1998, OR-10/17/1989, PA-05/03/1995, PR-01/07/2003, RI-01/01/1993, SC-08/21/1991, SD-10/05/1990, TN-08/14/1984, TX-12/09/1994, UT-12/24/1990, VA-11/06/1987, VI-07/31/2014, VT-02/02/1995, WA-12/01/1994, WI-05/29/1992, WV-06/18/1982, WY-02/08/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV