AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $4.4 |
| Non-Discretionary | $0.0 |
| Total | $4.4 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.8 |
| Institutional | $3.5 |
| Total | $4.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 6 | $0.1 |
| Average HNW AUM | $19,074,952 | |
| Retail Total | 6 | $0.1 |
| Average Retail AUM | $19,074,952 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| NORTHERN TRUST | CHICAGO-IL-USA | $3.2 |
| FIDELITY FAMILY OFFICE SERVICES | BOSTON-MA-USA | $0.2 |
| GOLDMAN SACHS & CO. LLC | NEW YORK-NY-USA | $0.1 |
| BNY MELLON WEALTH MANAGEMENT | BOSTON-MA-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.7 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $3.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 1% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 6% | $0.2 |
| Investment Companies | 13% | $0.5 |
| Other Pools | 54% | $2.0 |
| Cash | 2% | $0.1 |
| Other | 24% | $0.9 |
| Total | 100% | $3.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GRANGER MANAGEMENT HOLDINGS LLC | $0.0 | - | |
| CARNEGIE GM MANAGEMENT LLC | $0.0 | - | |
| CHAPROC MANAGEMENT LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $4.4 | $0.0 | 0% | 12 | 0 | 0% |
| 2025-04-21 | $4.4 | $0.0 | 0% | 12 | 0 | 0% |
| 2024-04-02 | $4.9 | -$0.5 | -10% | 14 | -2 | -14% |
| 2023-04-04 | $4.6 | -$0.2 | -3% | 12 | 0 | 0% |
| 2022-04-01 | $4.4 | $0.0 | 0% | 12 | 0 | 0% |
| 2021-04-05 | $3.6 | $0.9 | 25% | 12 | 0 | 0% |
| 2020-04-01 | $0.8 | $3.7 | 473% | 6 | 6 | 100% |
| 2019-04-01 | $0.7 | $3.7 | 535% | 6 | 6 | 100% |
| 2018-04-02 | $0.7 | $3.7 | 514% | 6 | 6 | 100% |
| 2017-04-01 | $0.6 | $3.8 | 621% | 6 | 6 | 100% |
| 2016-04-01 | $0.5 | $4.0 | 832% | 7 | 5 | 71% |
| 2015-04-01 | $0.5 | $4.0 | 828% | 7 | 5 | 71% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 3 | 9 | 300% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, FL-03/10/2023, MO-09/02/2020, NJ-03/10/2021, NY-03/28/2019 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV