GRANITE HARBOR ADVISORS, INC.
Latest filing: Mar 10, 2025 (69 days ago)
AUM
$561,382,077
40% change vs. 1 year ago
65% change vs. 3 years ago
113% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
15
25% change vs. 1 year ago
88% change vs. 3 years ago
114% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
HOUSTON, TX
10603 WEST SAM HOUSTON PARKWAY NORTH, HOUSTON, TX, UNITED STATES, 77064
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $0.0 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 260 | $0.1 |
| Average Individual AUM | $301,819 | |
| HNW | 129 | $0.4 |
| Average HNW AUM | $3,421,755 | |
| Retail Total | 389 | $0.5 |
| Average Retail AUM | $1,336,451 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
| SEI INVESTMENTS DISTRIBUTION CO. | OAKS-PA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 17% | $0.1 |
| Equity Non-Exch | 2% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 4% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 57% | $0.3 |
| Other Pools | 1% | $0.0 |
| Cash | 16% | $0.1 |
| Other | 1% | $0.0 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GRANITE HARBOR GROUP | $0.0 | - | |
| GRANITE HARBOR - WEST ALLIS GP, LLC | $0.0 | - | |
| CYPRESS VIEUX MANAGER | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
11 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| THOMAS KELLEY | HOUSTON | TX | S63|2016-08-04|S65|2021-10-14 | ||||||
| CASEY ROSELLINI | HOUSTON | TX | S66|2024-02-08 | ||||||
| TIMOTHY SMITH | HOUSTON | TX | S63|1996-06-17|S65|1999-02-25 | CERTIFIED FINANCIAL PLANNER | |||||
| AUSTIN MANNING | HOUSTON | TX | S65|2019-08-31 | CERTIFIED FINANCIAL PLANNER | |||||
| PIJUS BULVINAS | HOUSTON | TX | S66|2018-09-07 | CERTIFIED FINANCIAL PLANNER | |||||
| BETHANIE BAKER | HOUSTON | TX | S65|2022-07-15 | ||||||
| NICHOLAS BROWN | HOUSTON | TX | S66|2014-11-17 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| CALEB CHRISTIAN | HOUSTON | TX | S63|2016-05-14 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| BRIAN SAK | HOUSTON | TX | S66|2004-03-03 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| GREGORY SHAW | HOUSTON | TX | S66|2008-12-01 | CERTIFIED FINANCIAL PLANNER | |||||
| NICHOLAS GONZALEZ | HOUSTON | TX | S66|2018-03-27 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $0.6 | $0.0 | 0% | 15 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.2 | 40% | 12 | 3 | 25% |
| 2023-04-04 | $0.3 | $0.2 | 73% | 12 | 3 | 25% |
| 2022-04-01 | $0.3 | $0.2 | 65% | 8 | 7 | 88% |
| 2021-04-05 | $0.3 | $0.3 | 113% | 7 | 8 | 114% |
| 2020-04-01 | $0.3 | $0.3 | 113% | 7 | 8 | 114% |
| 2019-04-01 | $0.2 | $0.4 | 247% | 5 | 10 | 200% |
| 2018-04-02 | $0.1 | $0.4 | 354% | 4 | 11 | 275% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, LA-10/15/2020, NH-08/31/2022, TX-05/30/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV