AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 117 | $0.0 |
| Average Individual AUM | $335,560 | |
| HNW | 63 | $0.3 |
| Average HNW AUM | $4,440,262 | |
| Retail Total | 180 | $0.3 |
| Average Retail AUM | $1,772,206 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | ST. PETERSBURG-FL-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 91% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 5% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 99% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| KATHRYN TUTT | DALLAS | TX | S63|1997-10-06|S65|2010-04-19 | ||||||
| YANCEY SEITZ | DALLAS | TX | S63|1987-04-22|S65|1995-01-09 | ||||||
| ERIC MEYER | DALLAS | TX | S63|1996-02-29|S65|2007-03-02 | ||||||
| STUART GREENFIELD | DALLAS | TX | S63|2000-09-15|S65|2002-06-27 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.3 | $0.0 | 0% | 4 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.0 | -1% | 4 | 0 | 0% |
| 2023-04-04 | $0.3 | $0.0 | -1% | 4 | 0 | 0% |
| 2022-04-01 | $0.4 | $0.0 | -12% | 4 | 0 | 0% |
| 2021-04-05 | $0.3 | $0.0 | 4% | 4 | 0 | 0% |
| 2020-04-01 | $0.3 | $0.0 | 9% | 4 | 0 | 0% |
| 2019-04-01 | $0.2 | $0.1 | 34% | 4 | 0 | 0% |
| 2018-04-02 | $0.3 | $0.0 | 15% | 4 | 0 | 0% |
| 2017-04-01 | $0.4 | $0.0 | -13% | 4 | 0 | 0% |
| 2016-04-01 | $0.3 | $0.0 | -3% | 4 | 0 | 0% |
| 2015-04-01 | $0.4 | $0.0 | -10% | 4 | 0 | 0% |
| 2014-04-01 | $0.4 | -$0.1 | -18% | 4 | 0 | 0% |
| 2013-04-01 | $0.3 | $0.0 | -5% | 4 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, CA-10/27/2023, CO-11/16/2021, FL-11/16/2021, LA-01/20/2010, TX-11/09/2009 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV