AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $10.9 |
| Non-Discretionary | $0.0 |
| Total | $10.9 |
| Client | AUM |
|---|---|
| Retail | $8.0 |
| Pooled | $0.0 |
| Institutional | $2.9 |
| Total | $10.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 102 | $8.0 |
| Average HNW AUM | $78,092,367 | |
| Retail Total | 102 | $8.0 |
| Average Retail AUM | $78,092,367 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| JP MORGAN CHASE BANK, NA | NEW YORK-NY-USA | $8.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $10.9 |
| Retail SMA AUM | $8.0 |
| Institutional SMA AUM | $2.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 98% | $10.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.2 |
| Other | 0% | $0.0 |
| Total | 100% | $10.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
7 active
| Name | Title |
|---|---|
| WACHENHEIM, EDGAR | CHAIRMAN, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER |
| WACHENHEIM, CHRIS, ANDREW | PRESIDENT |
| WACHENHEIM, LANCE, ROBERT | SHAREHOLDER |
| WAGMAN, KIM, WACHENHEIM | SHAREHOLDER |
| MCCAFFERY, AMY, WACHENHEIM | SHAREHOLDER |
| SANDBULTE, JOSHUA, BERNARD | CHIEF INVESTMENT OFFICER |
| DAVIDOFF, ELIHU | VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $10.9 | $0.0 | 0% | 7 | 0 | 0% |
| 2025-04-21 | $10.9 | $0.0 | 0% | 7 | 0 | 0% |
| 2024-04-02 | $9.6 | $1.3 | 14% | 7 | 0 | 0% |
| 2023-04-04 | $7.2 | $3.7 | 51% | 7 | 0 | 0% |
| 2022-04-01 | $8.6 | $2.3 | 26% | 6 | 1 | 17% |
| 2021-04-05 | $7.3 | $3.6 | 50% | 6 | 1 | 17% |
| 2020-04-01 | $6.7 | $4.2 | 63% | 6 | 1 | 17% |
| 2019-04-01 | $5.4 | $5.5 | 102% | 6 | 1 | 17% |
| 2018-04-02 | $7.6 | $3.3 | 43% | 6 | 1 | 17% |
| 2017-04-01 | $6.1 | $4.8 | 79% | 6 | 1 | 17% |
| 2016-04-01 | $5.4 | $5.5 | 102% | 6 | 1 | 17% |
| 2015-04-01 | $5.7 | $5.2 | 91% | 6 | 1 | 17% |
| 2014-04-01 | $4.9 | $6.0 | 123% | 6 | 1 | 17% |
| 2013-04-01 | $3.5 | $7.5 | 216% | 6 | 1 | 17% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, NY-01/17/2001 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV