GUARDIAN WEALTH ADVISORS, LLC

Latest filing: Apr 15, 2025 (52 days ago)
View on IAPD
Adviser Website

AUM

$2,051,517,525
24% change vs. 1 year ago
467% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

43
13% change vs. 1 year ago
79% change vs. 3 years ago
975% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

RALEIGH, NC
4270 THE CIRCLE AT NORTH HILLS STREET, RALEIGH, NC, UNITED STATES, 27609

Client AUM

Discretion AUM
Discretionary $1.9
Non-Discretionary $0.2
Total $2.1
Client AUM
Retail $1.3
Pooled $0.0
Institutional $0.7
Total $2.1
Retail Accounts AUM
Individual 1,223 $0.3
Average Individual AUM $221,379
HNW 325 $1.1
Average HNW AUM $3,278,306
Retail Total 1,548 $1.3
Average Retail AUM $863,176

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB & CO., INC. ORLANDO-FL-USA $1.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $2.1
Retail SMA AUM $1.3
Institutional SMA AUM $0.7
Asset Class % AUM
Equity Exch 11% $0.2
Equity Non-Exch 0% $0.0
Govt Agency 2% $0.0
Municipal 1% $0.0
Sovereign 0% $0.0
IG Credit 1% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 81% $1.7
Other Pools 0% $0.0
Cash 4% $0.1
Other 0% $0.0
Total 100% $2.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Control Persons

8 active

Name Title
KEEDY, CHRISTIAN, DAVID MANAGING PARTNER; CCO
HENSLEY, MICHAEL, JAY MANAGING PARTNER
RHINEHARDT, GREGORY, THOMPSON PARTNER
PRATT, MARISSA, LEIGH PARTNER; COO
MISENHEIMER, DAVID, TODD MANAGING PARTNER
SMITH, RUSSELL, BRENTON PARTNER
MILLWOOD, ERVIN, RANDOLPH PARTNER
FREEDLAND, MADELEINE, CARLSON PARTNER

ADVDB.CO • SOURCE: SEC

Representatives

25 active representatives found, showing 20 random

Name City State Exams Designations
STEPHANIE CAMPBELL RALEIGH NC S65|2018-11-27
CONOR CLOUGHERTY RALEIGH NC S65|2016-11-29
MILTON CASTELLANOS RALEIGH NC S63|2005-12-21|S65|2010-07-19|S66|2006-07-28
BARBARA DEITEL RALEIGH NC S63|1999-11-29|S66|2002-12-30 CERTIFIED FINANCIAL PLANNER
RUSSELL INGRAM RALEIGH NC S66|2011-02-17
MARTIN HARDY RALEIGH NC S63|1986-10-30|S65|1994-08-25
RUSSELL INGRAM RALEIGH NC S63|1993-11-10 CHARTERED FINANCIAL CONSULTANT
DAVID CLARK RALEIGH NC S63|2008-09-26|S66|2009-05-15 CERTIFIED FINANCIAL PLANNER
CHRISTIAN KEEDY RALEIGH NC S63|2003-12-13|S65|2005-12-16 CERTIFIED FINANCIAL PLANNER
BRANDON FENTRESS RALEIGH NC S66|2010-05-03
BRIAN SENSKE RALEIGH NC S65|2015-03-09
NATHAN BUDROW RALEIGH NC S66|2020-11-24 CHARTERED FINANCIAL ANALYST
ROBERT FALCONER RALEIGH NC S66|2021-09-13
ROGER LINGLE RALEIGH NC S63|2007-11-26|S66|2008-01-03
GREGORY RHINEHARDT RALEIGH NC S63|2003-08-20|S65|2017-11-08
DARINA NGHIEM RALEIGH NC S65|2023-08-01
CARTER ELLIS RALEIGH NC S65|2015-09-25 CERTIFIED FINANCIAL PLANNER
SAMUEL SEXTON RALEIGH NC S63|2017-07-03 CERTIFIED FINANCIAL PLANNER
ERVIN MILLWOOD RALEIGH NC S66|2006-01-27 CERTIFIED FINANCIAL PLANNER
DAVID MISENHEIMER RALEIGH NC S63|2002-01-12|S65|2003-12-03 CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-05-02 $2.1 $0.0 0% 43 0 0%
2025-04-21 $2.1 $0.0 0% 43 0 0%
2024-04-02 $1.7 $0.4 24% 38 5 13%
2023-04-04 $1.4 $0.7 52% 39 4 10%
2022-04-01 $0.4 $1.7 467% 24 19 79%
2021-04-05 $0.1 $1.9 1273% 12 31 258%
2020-04-01 $0.0 $0.0 0% 4 39 975%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NC, AZ-03/26/2024, CA-03/30/2023, FL-03/30/2022, GA-03/30/2022, LA-06/30/2021, MA-09/25/2020, MD-03/26/2024, MN-12/22/2022, MS-03/30/2023, NC-02/24/2020, NE-01/02/2025, NH-03/30/2022, NY-03/26/2024, PA-03/30/2022, SC-03/30/2022, TN-06/30/2021, TX-03/30/2022, VA-03/30/2022
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PENSION CONSULTING
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV