GUARDIAN WEALTH MANAGEMENT, LLC
Latest filing: Feb 12, 2025 (118 days ago)
AUM
$343,098,000
7% change vs. 1 year ago
0% change vs. 3 years ago
28% change vs. 5 years ago
69% change vs. 10 years ago
Employee Count
10
0% change vs. 1 year ago
11% change vs. 3 years ago
25% change vs. 5 years ago
25% change vs. 10 years ago
Main Office
CHATTANOOGA, TN
6151 SHALLOWFORD ROAD, CHATTANOOGA, TN, UNITED STATES, 37421-7803
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 228 | $0.1 |
| Average Individual AUM | $267,184 | |
| HNW | 106 | $0.3 |
| Average HNW AUM | $2,623,915 | |
| Retail Total | 334 | $0.3 |
| Average Retail AUM | $1,015,129 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 68% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 32% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JAMES RAPER | CHATTANOOGA | TN | PERSONAL FINANCIAL SPECIALIST | ||||||
| DONALD VANLANDINGHAM | CHATTANOOGA | TN | PERSONAL FINANCIAL SPECIALIST | ||||||
| JAMES MOTTE | CHATTANOOGA | TN | CERTIFIED FINANCIAL PLANNER | ||||||
| LAURA REID | CHATTANOOGA | TN | PERSONAL FINANCIAL SPECIALIST | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.3 | $0.0 | 0% | 10 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 10 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.0 | 7% | 10 | 0 | 0% |
| 2023-04-04 | $0.3 | $0.0 | 12% | 11 | -1 | -9% |
| 2022-04-01 | $0.3 | $0.0 | 0% | 9 | 1 | 11% |
| 2021-04-05 | $0.3 | $0.1 | 19% | 10 | 0 | 0% |
| 2020-04-01 | $0.3 | $0.1 | 28% | 8 | 2 | 25% |
| 2019-04-01 | $0.2 | $0.1 | 52% | 8 | 2 | 25% |
| 2018-04-02 | $0.3 | $0.1 | 37% | 9 | 1 | 11% |
| 2017-04-01 | $0.2 | $0.1 | 49% | 8 | 2 | 25% |
| 2016-04-01 | $0.2 | $0.1 | 74% | 7 | 3 | 43% |
| 2015-04-01 | $0.2 | $0.1 | 69% | 8 | 2 | 25% |
| 2014-04-01 | $0.2 | $0.1 | 72% | 8 | 2 | 25% |
| 2013-04-01 | $0.2 | $0.2 | 105% | 7 | 3 | 43% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TN, AL-04/20/2015, FL-08/26/2022, GA-08/05/2002, MO-08/05/2002, NH-02/12/2025, TN-08/05/2002, TX-08/05/2002, VA-08/26/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV