GUGGENHEIM WEALTH SOLUTIONS, LLC
Latest filing: Mar 31, 2025 (46 days ago)
AUM
$31,443,945
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
9
800% change vs. 1 year ago
-55% change vs. 3 years ago
350% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
SANTA MONICA, CA
100 WILSHIRE BLVD, SANTA MONICA, CA, UNITED STATES, 90401
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 26 | $0.0 |
| Average Individual AUM | $533,727 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 26 | $0.0 |
| Average Retail AUM | $533,727 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 34% | $0.0 |
| Municipal | 2% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 20% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 35% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 9% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | $228.7 | 137432 | |
| GUGGENHEIM CORPORATE FUNDING, LLC | $9.0 | 300895 | |
| SECURITY INVESTORS, LLC | $7.4 | 105477 | |
| GUGGENHEIM FUNDS DISTRIBUTORS, LLC | $6.9 | broker-dealer | 39805 |
| GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC | $3.7 | 129288 | |
| GUGGENHEIM INVESTMENT ADVISORS, LLC | $0.5 | 108263 | |
| GS GAMMA ADVISORS, LLC | $0.2 | 135424 | |
| GIM GP, LTD. | $0.0 | - | |
| GUGGENHEIM INVESTMENT ADVISORS (EUROPE), LTD. | $0.0 | - | |
| GUGGENHEIM PARTNERS MIDDLE EAST LIMITED | $0.0 | broker-dealer | - |
| GUGGENHEIM INVESTOR SERVICES, LLC | $0.0 | broker-dealer | 30096 |
| GUGGENHEIM ENERGY, LLC | $0.0 | - | |
| GUGGENHEIM SECURITIES, LLC | $0.0 | broker-dealer, municipal advisor | 40638 |
| GUGGENHEIM REAL ESTATE (CA), INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $0.0 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 1 | 8 | 800% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 1 | 8 | 800% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 20 | -11 | -55% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 3 | 6 | 200% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 2 | 7 | 350% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 2 | 7 | 350% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 2 | 7 | 350% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 30 | -21 | -70% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-08/26/2024, AL-08/26/2024, AR-08/26/2024, AZ-08/26/2024, CA-04/07/2016, CO-08/26/2024, CT-08/26/2024, DC-08/26/2024, DE-08/26/2024, FL-08/26/2024, GA-08/26/2024, HI-08/26/2024, IA-08/26/2024, ID-08/26/2024, IL-08/26/2024, IN-08/26/2024, KS-08/26/2024, KY-08/26/2024, LA-08/26/2024, MA-08/26/2024, MD-08/26/2024, ME-08/26/2024, MI-08/26/2024, MN-08/26/2024, MO-08/26/2024, MS-08/26/2024, MT-08/26/2024, NC-08/26/2024, ND-08/26/2024, NE-08/26/2024, NH-08/26/2024, NJ-08/26/2024, NM-08/26/2024, NV-08/26/2024, NY-08/26/2024, OH-08/26/2024, OK-08/26/2024, OR-08/26/2024, PA-08/26/2024, PR-08/26/2024, RI-08/26/2024, SC-08/26/2024, SD-08/26/2024, TN-08/26/2024, TX-08/26/2024, UT-08/26/2024, VA-08/26/2024, VI-08/26/2024, VT-08/26/2024, WA-08/26/2024, WI-08/26/2024, WV-08/26/2024, WY-08/26/2024 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV